DFX Intelligence

J•••••• S•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

J•••••• S•••• B••••

Advisor at P•••••• R••••••••• A•••••••

NEWTOWN, PA

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Search this name across graphsid dfx:ria:4640e41e-da80-c0d0-9d57-1b7df09fdd74

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• R••••••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• R••••••••• A•••••••	State registered	Feb 11, 2025	n/a	yes	NEWTOWN, PA	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Feb 28, 2019	Oct 1, 2024	no	Newton, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	P•••••• R••••••••• A•••••••	Oct 1, 2024	Feb 11, 2025	133	Firm change	RIA to state RIA
U•• F•••••••• S••••••••• L••	A• W••••• M••••••••• L••	Mar 1, 2019	Feb 28, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
20804:103857:NJ:2016-12-31	Dec 31, 2016	Jan 20, 2017	POMPTON PLAINS, NJ	Firm change

Relationships

Registered with (5)

→ P•••••• R••••••••• A•••••••Registered adviserregistration: current employment
Feb 11, 2025 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 28, 2019 to Oct 1, 2024factForm ADV
→ U•• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 20, 2017 to Mar 1, 2019factForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••

Dated events

Occurred
Oct 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4640e41e-da80-c0d0-9d57-1b7df09fdd74
First observed: Nov 30, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.