DFX Intelligence

T••••• C• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor16 years in industry

T••••• C• A••••••

Advisor at A••••••• S••••••• N••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:464b64be-8182-5867-86d7-5224a57bad66

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 3, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• S••••••• N••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 2, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• S••••••• N••••••	Independent wealth	Jan 3, 2022	n/a	yes	ATLANTA, GA\|Boynton Beach,, FL\|West Palm Beach, FL	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Dec 4, 2015	Jan 31, 2022	no	PALM BEACH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	A••••••• S••••••• N••••••	Jan 31, 2022	Jan 3, 2022	-28	Firm change	Ibd to RIA
B••••••• C•••••• I•••	S•••••• N••••••• • C••••••• I•••••••••	Dec 9, 2015	Dec 4, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
793:146051:FL:2022-01-31	Jan 31, 2022	Jan 3, 2022	PALM BEACH, FL	Firm change

Relationships

Registered with (4)

→ A••••••• S••••••• N••••••Registered adviserregistration: current employment
Jan 3, 2022 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Dec 4, 2015 to Jan 31, 2022factForm ADV
→ B••••••• C•••••• I•••Registered adviserregistration: previous registration
Aug 6, 2012 to Dec 9, 2015factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jan 31, 2022
Advisor changed firm
T••••• C• A•••••• left S•••••• N••••••• • C••••••• I••••••••• for A••••••• S••••••• N•••••• (registered 2022-01-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:464b64be-8182-5867-86d7-5224a57bad66
First observed: Sep 3, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.