DFX Intelligence
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Reading the graph
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Advisor at O•••• W•••••• I•••
St. Louis, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | St. Louis, MI | Current employment |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Mar 1, 2019 | Jan 19, 2024 | no | St. Louis, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••• F•••••••• S•••••••• I••• | O•••• W•••••• I••• | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| Q•••••• A•••• M••••••••• I••• | W••••••• F•••••••• S•••••••• I••• | Mar 1, 2019 | Mar 1, 2019 |
| Q•••••• A•••• M••••••••• I••• | Former SEC adviser | Nov 4, 2015 | Mar 1, 2019 | no | ITHICA, MI|MINNEAPOLIS, MN | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 6, 2011 | Nov 17, 2015 | no | SAINT J•••S, MI|SAINT J•••S, MI|ITHACA, MI|SAINT J•••S, MI|ITHACA, MI | Previous registration |
| F•••• T•••• S••••••••• I••• | Bd affiliated wealth | Feb 20, 2008 | Dec 2, 2011 | no | MT. PLEASANT, MI|EAST LANSING, MI|IONIA, MI|OVID, MI|LANSING, MI|ST. J•••S, MI|SAGINAW, MI|MIDLAND, MI|BAY CITY, MI|SAGINAW, MI|SAGINAW, MI | Previous registration |
| N•••••• I••••••••• I••• | n/a | Sep 5, 2007 | Feb 11, 2008 | no | SAGINAW, MI | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| L•• F•••••••• L•• | Q•••••• A•••• M••••••••• I••• | Nov 17, 2015 | Nov 4, 2015 | -13 | Firm change | Other |
| F•••• T•••• S••••••••• I••• | L•• F•••••••• L•• | Dec 2, 2011 | Dec 6, 2011 | 4 | Firm change | Other |
| N•••••• I••••••••• I••• | F•••• T•••• S••••••••• I••• | Feb 11, 2008 | Feb 20, 2008 | 9 | Firm change | Other |