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Registered advisor
J••• A••••••• L•••••••••
Feed of 09/14/2026
Also filed as J••• L•••••••••
At current firm
2 y
since Jan 19, 2024
In the industry
24 y
since Nov 20, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 19, 2024 · St. Louis, Mi
- W••••••• F•••••••• S•••••••• I••• formerMar 1, 2019 to Jan 19, 2024 · St. Louis, Mi
- Q•••••• A•••• M••••••••• I••• formerNov 4, 2015 to Mar 1, 2019 · Ithica, Mi
- L•• F•••••••• L•• BD affiliatedDec 6, 2011 to Nov 17, 2015 · Saint J•••S, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedFeb 20, 2008 to Dec 2, 2011 · Mt. Pleasant, Mi
- N•••••• I••••••••• I••• unclassifiedSep 5, 2007 to Feb 11, 2008 · Saginaw, Mi
Moves
a registration end followed by a registration begin elsewhere
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- Q•••••• A•••• M••••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to Q•••••• A•••• M••••••••• I•••left Nov 17, 2015, registered Nov 4, 2015 (-13 days) · Other
- F•••• T•••• S••••••••• I••• to L•• F•••••••• L••left Dec 2, 2011, registered Dec 6, 2011 (4 days) · Other
- N•••••• I••••••••• I••• to F•••• T•••• S••••••••• I•••left Feb 11, 2008, registered Feb 20, 2008 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address