DFX Intelligence

D••••• R••••••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

D••••• R••••••• J••••

Advisor at T••••••••• A•••••••• L••

HOOVER, AL | Trussville, AL

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Search this name across graphsid dfx:ria:4651c041-0b59-5f29-57dc-1e506d51255d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 1, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• A•••••••• L••	Independent wealth	Oct 11, 2019	n/a	yes	HOOVER, AL\|Trussville, AL	Current employment
C•••••••• F•••••••• G•••• A•••••••	Former SEC adviser	Oct 9, 2012	Oct 8, 2019	no	Birmingham, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F•••••••• G•••• A•••••••	T••••••••• A•••••••• L••	Oct 8, 2019	Oct 11, 2019	3	Firm change	Ibd to RIA
W•••• F•••• A•••••••	C•••••••• F•••••••• G•••• A•••••••	Sep 19, 2012	Oct 9, 2012

Relationships

Registered with (4)

→ T••••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 11, 2019 to presentfactForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
Oct 9, 2012 to Oct 8, 2019factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 8, 2010 to Sep 19, 2012factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4651c041-0b59-5f29-57dc-1e506d51255d
First observed: May 1, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.