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C•••••• J••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

C•••••• J••••• P••••

Advisor at C•••••• W••••• M•••••••••

CONCORD, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:465abec5-1b99-093b-5332-c2186d536f4f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 12, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• M•••••••••	State registered	May 5, 2017	n/a	yes	CONCORD, NH	Current employment
B••••• A•••• M••••••••• I•••	Former SEC adviser	Aug 21, 2015	Apr 28, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• A•••• M••••••••• I•••	C•••••• W••••• M•••••••••	Apr 28, 2017	May 5, 2017	7	Firm change	Other
O•••• I••••••••• I•••	B••••• A•••• M••••••••• I•••	Jan 21, 2010

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
112768:287875:FL:2017-04-28	Apr 28, 2017	May 5, 2017	CLEARWATER, FL	Firm change

Relationships

Registered with (5)

→ C•••••• W••••• M•••••••••Registered adviserregistration: current employment
May 5, 2017 to presentfactForm ADV
→ B••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 21, 2015 to Apr 28, 2017factForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Jan 21, 2009 to Jan 21, 2010factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:465abec5-1b99-093b-5332-c2186d536f4f
First observed: Mar 6, 2003
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.