DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Clayton Jontie Poole
Feed of 09/14/2026
Also filed as Clayton Jontie (Jr) Poole
At current firm
9 y
since May 5, 2017
In the industry
30 y
since Dec 12, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Capitol Wealth Management state registered currentsince May 5, 2017 · Concord, Nh
- Boston Asset Management, Inc. formerAug 21, 2015 to Apr 28, 2017 · Concord, Nh
- Osaic Institutions, Inc. BD affiliatedJan 21, 2009 to Jan 21, 2010 · Concord, Nh
- Banc Of America Investment Services, Inc. unclassifiedOct 20, 2004 to Feb 11, 2009 · Manchester, Nh
- Quick & Reilly, Inc. unclassifiedMar 6, 2003 to Oct 20, 2004 · Hanover, Nh
Moves
a registration end followed by a registration begin elsewhere
- Boston Asset Management, Inc. to Capitol Wealth Managementleft Apr 28, 2017, registered May 5, 2017 (7 days) · Other · moved with a team
- Osaic Institutions, Inc. to Boston Asset Management, Inc.left Jan 21, 2010, registered Aug 21, 2015 (2038 days) · Other
- Banc Of America Investment Services, Inc. to Osaic Institutions, Inc.left Feb 11, 2009, registered Jan 21, 2009 (-21 days) · Other
- Quick & Reilly, Inc. to Banc Of America Investment Services, Inc.left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address