DFX Intelligence

J•••• M•••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor10 years in industry

J•••• M•••••• M••••••••

Advisor at E••••••••• A•••••••

San Luis Obispo, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:465d201e-7724-6e02-af65-faff9b7493c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Nov 14, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••••• A•••••••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••••• A•••••••	Other adviser	Mar 10, 2025	n/a	yes	San Luis Obispo, CA	Current employment
S•••• I••••• S••••••••• L••	Independent wealth	Nov 14, 2023	Feb 3, 2025	no	FORT LAUDERDALE, FL\|Santa Barbara, CA\|San Luis Obispo, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• I••••• S••••••••• L••	E••••••••• A•••••••	Feb 3, 2025	Mar 10, 2025	35	Firm change	Other
T••••• F••••• C•••••• M••••••••• L••	T••••• F••••• F••••• O•••••• L••	May 8, 2023	Jan 16, 2023

Relationships

Registered with (4)

→ E••••••••• A•••••••Registered adviserregistration: current employment
Mar 10, 2025 to presentfactForm ADV
→ S•••• I••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 14, 2023 to Feb 3, 2025factForm ADV
→ T••••• F••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 14, 2017 to May 8, 2023factForm ADV
→ T••••• F••••• F••••• O•••••• L••

Dated events

Occurred
Feb 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 8, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 8, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:465d201e-7724-6e02-af65-faff9b7493c6
First observed: Nov 14, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.