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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

EAGLEBROOK ADVISORS

EAGLEBROOK ADVISORS, INC., CRD 304438

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2ccbb58c-ad0f-4a96-3151-8d8d9aa16ac9

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 10
On other graphs: 0
Observed: Nov 4, 2021 to Mar 30, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.11 fund_share=0.89 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $342MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $36.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 11%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $85.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 22
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,110
High net worth clients: 78
Custody, client assets: $342M
SEC number: 801-122813
CRD: 304438
Filings on the tape: 15
First filed: Nov 4, 2021
Latest filed: Mar 30, 2026
Organised: Corporation, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RYAN JOSEPH NASH	n/a	New York, NY	2	15	1	no
Elizabeth C Wright	n/a	Scottsdale, AZ	2	10	n/a	no
JAMES MATTHEW MCCONAGHY	n/a	San Luis Obispo, CA	1	10	3	no
CHRISTOPHER JOHN KING	n/a	NEW YORK, NY	1	13	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JOHNSON, CHRISTOPHER, MATTHEW	CHIEF TECHNOLOGY OFFICER	Na	yes	03/2021	Mar 30, 2022	Mar 28, 2024
KERRIGAN, TANYA, ANN	CCO AND GENERAL COUNSEL	Na	yes	05/2022	Dec 6, 2022	Mar 28, 2024
KING, CHRISTOPHER, JOHN	CHIEF EXECUTIVE OFFICER	C	yes	06/2019	Nov 4, 2021	Mar 28, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Manhattan	NY	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$342M	$0	22	5	1	n/a	n/a
2024	Mar 28, 2025	$350M	$0	22	4	2	n/a	n/a
2023	Mar 28, 2024	$211M	$0	23	4	1	n/a	n/a
2022	Mar 31, 2023	$93.9M	$0	23	2	0	n/a	n/a
2021	Mar 30, 2022	$142M	$142M	25	3	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$342M	$350M	-2.3%	$93.9M	53.9%	22	22	1	2

Relationships

Registered with (6)

← CHRISTOPHER JOHN KINGAdvisorregistration: previous registration
Oct 24, 2023 to Dec 31, 2023factForm ADV
← JAMES MATTHEW MCCONAGHYAdvisorregistration: current employment
Mar 10, 2025 to presentfactForm ADV
← Elizabeth C WrightAdvisorregistration: current employment
Jun 28, 2024 to presentfactForm ADV
← RYAN JOSEPH NASHAdvisorregistration: previous registration
Feb 14, 2023 to Dec 31, 2023factForm ADV
← Joseph OrsiniAdvisorregistration: previous registration
Feb 15, 2022 to Nov 1, 2023factForm ADV
← TYRONE V ROSSAdvisorregistration: previous registration
Dec 4, 2019 to Aug 11, 2020factForm ADV

Controls (3)

← KERRIGAN, TANYA, ANNOwnerCCO AND GENERAL COUNSEL, ownership code NA, individual
Dec 6, 2022 to Mar 28, 2024factForm ADV
← JOHNSON, CHRISTOPHER, MATTHEWOwnerCHIEF TECHNOLOGY OFFICER, ownership code NA, individual
Mar 30, 2022 to Mar 28, 2024factForm ADV
← KING, CHRISTOPHER, JOHNOwnerCHIEF EXECUTIVE OFFICER, ownership code C, individual
Nov 4, 2021 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 28, 2025
Regulatory AUM changed
Eaglebrook Advisors reported RAUM $350.2M, up 66% from $211.1M (2024-03-28 to 2025-03-28)
Form ADVobserved 6 days ago
$139M
Occurred
Mar 28, 2024
Regulatory AUM changed
Eaglebrook Advisors reported RAUM $211.1M, up 125% from $93.9M (2024-01-04 to 2024-03-28)
Form ADVobserved 6 days ago
$117M
Occurred
Mar 28, 2024
Control person left
Joseph Ryan Nash (Head Of Operations) no longer on Schedule A of Eaglebrook Advisors (listed 2024-01-04, absent 2024-03-28)
Form ADVobserved 6 days ago
Occurred
Nov 1, 2023
Advisor changed firm
Joseph Orsini left Eaglebrook Advisors for Oppenheimer & Co. Inc. (registered 2026-09-10)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Control person left
Bruce Roderick Chisholm (Coo) no longer on Schedule A of Eaglebrook Advisors (listed 2022-12-07, absent 2023-03-31)
Form ADVobserved 6 days ago
Occurred
Dec 6, 2022
Control person joined
Ann Tanya Kerrigan (Cco And General Counsel) appeared on Schedule A of Eaglebrook Advisors
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Control person joined
Joseph Ryan Nash (Vice President) appeared on Schedule A of Eaglebrook Advisors
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Control person joined
Bruce Roderick Chisholm (Executive Vice President Of Investment Platform) appeared on Schedule A of Eaglebrook Advisors
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Control person joined
Matthew Christopher Johnson (Chief Technology Officer) appeared on Schedule A of Eaglebrook Advisors
Form ADVobserved 6 days ago
Occurred
Nov 4, 2021
First Form ADV filing
Eaglebrook Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ccbb58c-ad0f-4a96-3151-8d8d9aa16ac9
First observed: Nov 4, 2021
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EAGLEBROOK ADVISORS

EAGLEBROOK ADVISORS, INC., CRD 304438

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2ccbb58c-ad0f-4a96-3151-8d8d9aa16ac9

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:43 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RYAN JOSEPH NASH

n/a

New York, NY

Elizabeth C Wright

n/a

Scottsdale, AZ

n/a

JAMES MATTHEW MCCONAGHY

n/a

San Luis Obispo, CA

CHRISTOPHER JOHN KING

n/a

NEW YORK, NY

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JOHNSON, CHRISTOPHER, MATTHEW

CHIEF TECHNOLOGY OFFICER

yes

03/2021

Mar 30, 2022

Mar 28, 2024

KERRIGAN, TANYA, ANN

CCO AND GENERAL COUNSEL

yes

05/2022

Dec 6, 2022

Mar 28, 2024

KING, CHRISTOPHER, JOHN

CHIEF EXECUTIVE OFFICER

yes

06/2019

Nov 4, 2021

Mar 28, 2024

City

State

Country

Employees

Also broker-dealer

Manhattan

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$342M

n/a

2024

Mar 28, 2025

$350M

n/a

2023

Mar 28, 2024

$211M

n/a

2022

Mar 31, 2023

$93.9M

n/a

2021

Mar 30, 2022

$142M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$342M

$350M

-2.3%

$93.9M

53.9%