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Advisor at PLANMEMBER SECURITIES CORPORATION
Carpinteria, CA | Reno, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PLANMEMBER SECURITIES CORPORATION | Independent wealth | Apr 20, 2026 | n/a | yes | Carpinteria, CA|Reno, NV | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 30, 2024 | Apr 27, 2026 | no | SAN DIEGO, CA|RENO, NV|Reno, NV | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 1, 2010 | Feb 7, 2024 | no | Reno, NV|Reno, NV | Previous registration |
| WADDELL & REED | Former SEC adviser | Mar 6, 2008 | Aug 16, 2010 | no | RENO, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | PLANMEMBER SECURITIES CORPORATION | Apr 27, 2026 | Apr 20, 2026 | -7 | Firm change | Ibd to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Feb 7, 2024 | Jan 30, 2024 | -8 | Firm change | Ibd to ibd |
| WADDELL & REED | AMERIPRISE FINANCIAL SERVICES, LLC | Aug 16, 2010 | Sep 1, 2010 | 16 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:6413:NV:2024-01-26 | Feb 7, 2024 | Jan 30, 2024 | RENO, NV | Firm change |