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Advisor at OLD MISSION INVESTMENT COMPANY, LLC
TRAVERSE CITY, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OLD MISSION INVESTMENT COMPANY, LLC | Independent wealth | Oct 16, 2012 | n/a | yes | TRAVERSE CITY, MI | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | May 30, 2006 | no | TRAVERSE CITY, MI|TRAVERSE CITY, MI | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Mar 20, 1998 | Jul 1, 2003 | no | TRAVERSE CITY, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | OLD MISSION INVESTMENT COMPANY, LLC | May 30, 2006 | Oct 16, 2012 | 2,331 | Firm change after gap | Other |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |