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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

OLD MISSION INVESTMENT COMPANY, LLC

CRD 140381

TRAVERSE CITY, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2e101dac-265d-3cb5-50a7-3f7d4dc00b05

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 5
On other graphs: 0
Observed: Feb 2, 2012 to Mar 27, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $929MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $856M
Private client RAUM: $863MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $116Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 6
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 2,002
Individual clients: 988
High net worth clients: 63
SEC number: 801-66666
CRD: 140381
Filings on the tape: 34
First filed: Feb 2, 2012
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, MI
Website: omico.net

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KURT AUSTIN SCHULER	n/a	TRAVERSE CITY, MI	16	34	2	no
JEFFREY ALLEN JOHNSON	n/a	TRAVERSE CITY, MI	16	28	1	no
CHRISTOPHER MUNDT LAMB	n/a	TRAVERSE CITY, MI	13	32	2	no
CAREY ANNE TAFELSKY	Certified Financial Planner	TRAVERSE CITY, MI	11	11	n/a	no
Ryan William Knabusch	n/a	TRAVERSE CITY, MI	1	11	3	no
SUSAN WIPPERMAN	Certified Financial Planner	TRAVERSE CITY, MI	1	21	n/a	no
KEITH PHILLIP OLSHOVE	n/a	TRAVERSE CITY, MI	0	39	n/a	no
Lindsay Fitzpatrick	Certified Financial Planner	TRAVERSE CITY, MI	0	13	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JOHNSON, JEFFREY, ALLEN	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	C	yes	05/2006	Feb 2, 2012	Feb 5, 2024
LAMB, CHRISTOPHER, MUNDT	MANAGING MEMBER	C	yes	05/2006	Feb 2, 2012	Feb 5, 2024
SCHULER, KURT, AUSTIN	MANAGING MEMBER	C	yes	05/2006	Feb 2, 2012	Feb 5, 2024
TAFELSKY, CAREY, ANNE	MANAGING MEMBER	B	yes	07/2021	Mar 14, 2022	Feb 5, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
OLD MISSION TRUST COMPANY LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Alpena	Mi	United States	1	no
Petoskey	Mi	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$929M	$856M	10	6	2	n/a	n/a
2024	Apr 21, 2025	$891M	$754M	10	6	2	n/a	n/a
2023	Feb 5, 2024	$679M	$573M	10	6	2	n/a	n/a
2022	Mar 7, 2023	$602M	$414M	10	6	1	n/a	n/a
2021	Mar 14, 2022	$582M	$426M	10	6	1	n/a	n/a
2020	Mar 3, 2021	$507M	$439M	8	6	1	n/a	n/a
2019	Mar 30, 2020	$407M	$364M	8	6	1	n/a	n/a
2018	Mar 26, 2019	$410M	$375M	7	5	1	n/a	n/a
2017	Mar 20, 2018	$365M	$331M	6	5	1	n/a	n/a
2016	Jan 24, 2017	$310M	$298M	6	5	n/a	n/a	n/a
2015	Mar 7, 2016	$259M	$191M	6	6	n/a	n/a	n/a
2014	Feb 4, 2015	$213M	$159M	6	6	n/a	n/a	n/a
2013	Jan 16, 2014	$302M	$197M	6	5	n/a	n/a	n/a
2012	Jan 23, 2013	$268M	$125M	6	5	n/a	n/a	n/a
2011	Feb 2, 2012	$283M	$184M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	3	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$929M	$891M	4.3%	$602M	15.5%	10	10	2	2

Relationships

Registered with (11)

← Lindsay FitzpatrickAdvisorregistration: current employment
Dec 18, 2025 to presentfactForm ADV
← KEITH PHILLIP OLSHOVEAdvisorregistration: current employment
Oct 23, 2025 to presentfactForm ADV
← SUSAN WIPPERMANAdvisorregistration: current employment
Apr 28, 2025 to presentfactForm ADV
← Ryan William KnabuschAdvisorregistration: current employment
Mar 31, 2025 to presentfactForm ADV
← CAREY ANNE TAFELSKYAdvisorregistration: current employment
Mar 2, 2015 to presentfactForm ADV
← CHRISTOPHER MUNDT LAMBAdvisorregistration: current employment
Oct 16, 2012 to presentfactForm ADV
← KURT AUSTIN SCHULERAdvisorregistration: current employment
Jul 21, 2010 to presentfactForm ADV
← JEFFREY ALLEN JOHNSONAdvisorregistration: current employment
Jul 21, 2010 to presentfactForm ADV
← KENDRA Renee RASNERAdvisorregistration: previous registration
Apr 22, 2021 to Mar 20, 2024factForm ADV
← CHRISTOPHER REN-DA CHANGAdvisorregistration: previous registration
Nov 7, 2023 to Mar 5, 2024factForm ADV
← Daniel Omeara McNamaraAdvisorregistration: previous registration
Aug 25, 2010 to Nov 4, 2015factForm ADV

Controls (4)

← SCHULER, KURT, AUSTINOwnerMANAGING MEMBER, ownership code C, individual
Feb 2, 2012 to Feb 5, 2024factForm ADV
← LAMB, CHRISTOPHER, MUNDTOwnerMANAGING MEMBER, ownership code C, individual
Feb 2, 2012 to Feb 5, 2024factForm ADV
← JOHNSON, JEFFREY, ALLENOwnerMANAGING MEMBER / CHIEF COMPLIANCE OFFICER, ownership code C, individual
Feb 2, 2012 to Feb 5, 2024factForm ADV
← TAFELSKY, CAREY, ANNEOwnerMANAGING MEMBER, ownership code B, individual
Mar 14, 2022 to Feb 5, 2024factForm ADV

Dated events

Occurred
Feb 6, 2025
Regulatory AUM changed
Old Mission Investment Company, Llc reported RAUM $890.8M, up 31% from $679.5M (2024-02-05 to 2025-02-06)
Form ADVobserved 5 days ago
$211M
Occurred
Mar 20, 2024
Advisor changed firm
Kendra Renee Rasner left Old Mission Investment Company, Llc for Factor Investing Group (registered 2024-03-19)
Form ADVobserved 5 days ago
Occurred
Mar 5, 2024
Advisor changed firm
Christopher Ren-Da Chang left Old Mission Investment Company, Llc for Factor Investing Group (registered 2025-01-01)
Form ADVobserved 5 days ago
Occurred
Mar 14, 2022
Control person joined
Anne Carey Tafelsky (Managing Member) appeared on Schedule A of Old Mission Investment Company, Llc
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Control person left
Wayne Robert Stibbs (Managing Member) no longer on Schedule A of Old Mission Investment Company, Llc (listed 2019-03-26, absent 2020-03-30)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2e101dac-265d-3cb5-50a7-3f7d4dc00b05
First observed: Feb 2, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OLD MISSION INVESTMENT COMPANY, LLC

CRD 140381

TRAVERSE CITY, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2e101dac-265d-3cb5-50a7-3f7d4dc00b05

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:01 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KURT AUSTIN SCHULER

n/a

TRAVERSE CITY, MI

JEFFREY ALLEN JOHNSON

n/a

TRAVERSE CITY, MI

CHRISTOPHER MUNDT LAMB

n/a

TRAVERSE CITY, MI

CAREY ANNE TAFELSKY

Certified Financial Planner

TRAVERSE CITY, MI

n/a

Ryan William Knabusch

n/a

TRAVERSE CITY, MI

SUSAN WIPPERMAN

Certified Financial Planner

TRAVERSE CITY, MI

n/a

KEITH PHILLIP OLSHOVE

n/a

TRAVERSE CITY, MI

n/a

Lindsay Fitzpatrick

Certified Financial Planner

TRAVERSE CITY, MI

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JOHNSON, JEFFREY, ALLEN

MANAGING MEMBER / CHIEF COMPLIANCE OFFICER

yes

05/2006

Feb 2, 2012

Feb 5, 2024

LAMB, CHRISTOPHER, MUNDT

MANAGING MEMBER

yes

05/2006

Feb 2, 2012

Feb 5, 2024

SCHULER, KURT, AUSTIN

MANAGING MEMBER

yes

05/2006

Feb 2, 2012

Feb 5, 2024

TAFELSKY, CAREY, ANNE

MANAGING MEMBER

yes

07/2021

Mar 14, 2022

Feb 5, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

OLD MISSION TRUST COMPANY LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Alpena

United States

Petoskey

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$929M

$856M

n/a

2024

Apr 21, 2025

$891M

$754M

n/a

2023

Feb 5, 2024

$679M

$573M

n/a

2022

Mar 7, 2023

$602M

$414M

n/a

2021

Mar 14, 2022

$582M

$426M

n/a

2020

Mar 3, 2021

$507M

$439M

n/a

2019

Mar 30, 2020

$407M

$364M

n/a

2018

Mar 26, 2019

$410M

$375M

n/a

2017

Mar 20, 2018

$365M

$331M

n/a

2016

Jan 24, 2017

$310M

$298M

n/a

2015

Mar 7, 2016

$259M

$191M

n/a

2014

Feb 4, 2015

$213M

$159M

n/a

2013

Jan 16, 2014

$302M

$197M

n/a

2012

Jan 23, 2013

$268M

$125M

n/a

2011

Feb 2, 2012

$283M

$184M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$929M

$891M

4.3%

$602M

15.5%