The intelligence graph connecting private capital, companies and real assets. Public records ingested on their own cadence, resolved to one identity by shared identifier, connected by typed relationships with a date and a source on every edge, and read by detectors that say what changed and what it means. Facts, derived metrics, signals, anomalies and inferences are labelled as such.
Reading the graph
HERON FINANCIAL GROUP, LLC, CRD 146012
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DEL PRIORE, MICHAEL, J | CHIEF COMPLIANCE OFFICER | NA | yes | 04/2023 | Apr 26, 2023 | Jul 31, 2023 |
| EDWARDS, DAVID, SAY | MANAGING DIRECTOR | NA | yes | 04/2023 | Mar 31, 2012 | Jul 31, 2023 |
| FRIEDMAN, GREGORY, HUGH | CHIEF STRATEGY OFFICER | NA | yes | 04/2023 | Apr 26, 2023 | Jul 31, 2023 |
| LAMENA, MICHAEL, ANTHONY | CHIEF EXECUTIVE OFFICER | NA | yes | 04/2023 | Apr 26, 2023 | Jul 31, 2023 |
| LIESER, LORI, MICHELL | VICE PRESIDENT | NA | yes | 04/2023 | Apr 26, 2023 | Jul 31, 2023 |
| MADISON DEARBORN PARTNERS | GENERAL PARTNER | F | yes | 03/2021 | Apr 26, 2023 | Jul 31, 2023 |
| MOO, VERONICA, EI CHUN | DIRECTOR | NA | yes | 04/2023 | Apr 26, 2023 | Jul 31, 2023 |
| MORIARTY, MICHAEL, JOSEPH | CHIEF INVESTMENT OFFICER | NA | yes | 04/2023 | Apr 26, 2023 | Jul 31, 2023 |
| NFP CORP. | OWNER | E | yes | 11/2017 | Apr 26, 2023 | Jul 31, 2023 |
| NFP HOLDINGS, LLC | OWNER | E | yes | 07/2013 | Apr 26, 2023 | Jul 31, 2023 |
| NFP INTERMEDIATE HOLDINGS A. CORP. | OWNER | E | yes | 07/2013 | Apr 26, 2023 | Jul 31, 2023 |
| NFP INTERMEDIATE HOLDINGS B. CORP. | OWNER | E | yes | 07/2013 | Apr 26, 2023 | Jul 31, 2023 |
| NFP PARENT CO, LLC | OWNER | E | yes | 10/2014 | Apr 26, 2023 | Jul 31, 2023 |
| NFP ULTIMATE HOLDINGS, LLC | OWNER | E | yes | 02/2017 | Apr 26, 2023 | Jul 31, 2023 |
| O'MALLEY, EDWARD, GEORGE | DIRECTOR | NA | yes | 04/2023 | Apr 26, 2023 | Jul 31, 2023 |
| PATRIOT SPV GP, L.P. | GENERAL PARTNER | F | yes | 03/2021 | Apr 26, 2023 | Jul 31, 2023 |
| PATRIOT SPV, L.P. | OWNER | E | yes | 03/2021 | Apr 26, 2023 | Jul 31, 2023 |
| POWERS, BRIAN, DAVID | CHIEF FINANCIAL OFFICER | NA | yes | 04/2023 | Apr 26, 2023 | Jul 31, 2023 |
| SCHNEIDER, BRETT, RONALD | DIRECTOR | NA | yes | 04/2023 | Apr 26, 2023 | Jul 31, 2023 |
| SONTAG, ERIC, MATTHEW | PRESIDENT & CHIEF OPERATIONS OFFICER | NA | yes | 04/2023 | Apr 26, 2023 | Jul 31, 2023 |
| STASTNEY, HOYT, RONALD | CHIEF LEGAL OFFICER | NA | yes | 04/2023 | Apr 26, 2023 | Jul 31, 2023 |
| WEALTHSPIRE ADVISORS | OWNER | E | yes | 04/2023 | Apr 26, 2023 | Jul 31, 2023 |
| WEALTHSPIRE HOLDINGS, LLC | MEMBER | E | yes | 11/2017 | Apr 26, 2023 | Jul 31, 2023 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| NFP RETIREMENT INC. | n/a | INSTITUTIONAL MANAGER | $39B | N | yes | n/a |
| WEALTHSPIRE ADVISORS LLC | n/a | INDEPENDENT WEALTH | $34B | Y | yes | n/a |
| PRIVATE OCEAN, LLC | n/a | FORMER SEC ADVISER | $2.8B | N | yes | n/a |
| SAGE FINANCIAL ADVISORS, LLC | n/a | FORMER SEC ADVISER | $220M | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| BRONXVILLE | NY | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 | Mar 29, 2023 | $433M | $287M | 5 | 2 | 1 | n/a | n/a |
| 2021 | Feb 16, 2022 | $455M | $321M | 7 | 2 | 1 | n/a | n/a |
| 2020 | Apr 10, 2021 | $352M | $240M | 5 | 3 | 1 | n/a | n/a |
| 2019 | Mar 30, 2020 | $342M | $224M | 4 | 3 | 0 | n/a | n/a |
| 2018 | Apr 24, 2019 | $314M | $182M | 7 | 4 | 1 | n/a | n/a |
| 2017 | Apr 1, 2018 | $350M | $179M | 7 | 4 | 1 | n/a | n/a |
| 2016 | Mar 27, 2017 | $266M | $151M | 6 | 4 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $205M | $126M | 6 | 4 | n/a | n/a | n/a |
| 2014 | Mar 19, 2015 | $176M | $134M | 5 | 2 | n/a | n/a | n/a |
| 2013 | Apr 10, 2014 | $133M | $112M | 4 | 2 | n/a | n/a | n/a |
| 2012 | Apr 8, 2013 | $80.0M | $80.0M | 3 | 2 | n/a | n/a | n/a |
| 2011 | Mar 31, 2012 | $70.0M | $70.0M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $433M | $455M | -4.8% | $342M | 8.1% | 5 | 7 | 1 | 1 |