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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Giorgio Scappini

Advisor at MORGAN STANLEY

Boston, MA

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Search this name across graphsid dfx:ria:467cc907-edd1-bdf3-3293-d6251abb30cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 16, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 1, 2005
First registration: Jun 16, 2006
Dual registered: yes, broker-dealer
Other names: GIORGIO CARLO SCAPPINI|GIORGIO CARLO SCAPPINI|Giorgio C Scappini
IAPD individual key: 4976001

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Dec 22, 2017	n/a	yes	Boston, MA\|Boston, MA	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 1, 2012	Dec 13, 2017	no	BOSTON, MA\|BOSTON, MA\|PENNINGTON, NJ\|BOSTON, MA\|MALDEN, MA\|BOSTON, MA\|WELLESLEY HILLS, MA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Jun 1, 2010	no	LINCOLN, RI\|BOSTON, MA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jun 16, 2006	Oct 23, 2009	no	LINCOLN, RI\|LINCOLN, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Dec 13, 2017	Dec 22, 2017	9	Firm change	Wirehouse to wirehouse
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other

Relationships

Registered with (3)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Dec 22, 2017 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 1, 2012 to Dec 13, 2017factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 16, 2006 to Oct 23, 2009factForm ADV

Dated events

No dated event names this entity yet.