DFX Intelligence

D••••• I••••••••• G•••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

D••••• I••••••••• G•••• I•••

CRD 338851

ROYAL OAK, MI

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Search this name across graphsid dfx:ria:4682a9ff-94fc-b07a-3f8c-c57813a3977d

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 16, 2025 to Apr 30, 2026
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $210M••• Locked
Discretionary RAUM: $210M
Private client RAUM: $210Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $70.0Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
N••••••• E••••• D•••••	Certified Financial Planner	ROYAL OAK, MI	0	34	1	no
E••• J•••• D•••••	n/a	ROYAL OAK, MI	0	30

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••• E•••• J••••	VICE PRESIDENT, CCO	D	yes	09/2025	Apr 30, 2026	Apr 30, 2026
D•••••• N•••••••• E•••••	President	D	yes	09/2025	Apr 30, 2026	Apr 30, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026	$210M	$210M	3	3	0	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	0.0%	0	0	0	3	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$210M	n/a	n/a	n/a	n/a	3	n/a	0	n/a

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••••••• F•••••••• N••••••	3	Dec 31, 2025	Dec 18, 2025	ROYAL OAK, MI	Team lift out	Ibd to new firm	0.1%

Relationships

Controls (2)

← D•••••• N•••••••• E•••••OwnerPRESIDENT, ownership code D, individual
Apr 30, 2026 to presentfactForm ADV
← D•••••• E•••• J••••OwnerVICE PRESIDENT, CCO, ownership code D, individual
Apr 30, 2026 to presentfactForm ADV

Registered with (3)

← N••••••• E••••• D•••••Advisorregistration: current employment
Dec 18, 2025 to presentfactForm ADV
← E••• J•••• D•••••

Dated events

Occurred
Dec 31, 2025
Team lift-out
3 advisors left C••••••••• F•••••••• N•••••• (Royal Oak, MI) for D••••• I••••••••• G•••• I••• on the same day
Form ADVobserved 7 days ago
3 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4682a9ff-94fc-b07a-3f8c-c57813a3977d
First observed: Oct 16, 2025
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.