DFX Intelligence

N••••••• E••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner34 years in industry

N••••••• E••••• D•••••

Advisor at D••••• I••••••••• G•••• I•••

ROYAL OAK, MI

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Search this name across graphsid dfx:ria:59a10cde-d07a-d3e2-aede-3b5b8379aaca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 14, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• I••••••••• G•••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 29, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• I••••••••• G•••• I•••	Independent wealth	Dec 18, 2025	n/a	yes	ROYAL OAK, MI	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Apr 14, 2010	Dec 31, 2025	no	ROYAL OAK, MI\|ROYAL OAK, MI\|ROYAL OAK, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	D••••• I••••••••• G•••• I•••	Dec 31, 2025	Dec 18, 2025	-13	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:338851:MI:2025-12-31	Dec 31, 2025	Dec 18, 2025	ROYAL OAK, MI	Firm change

Relationships

Registered with (2)

→ D••••• I••••••••• G•••• I•••Registered adviserregistration: current employment
Dec 18, 2025 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Apr 14, 2010 to Dec 31, 2025factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59a10cde-d07a-d3e2-aede-3b5b8379aaca
First observed: Apr 14, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.