DFX Intelligence

J••• R••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

J••• R••• L•••••

Advisor at A•••• A••••••• L••

SAINT CHARLES, MO

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Search this name across graphsid dfx:ria:46867352-8524-9172-8904-ff196d4d119b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 20, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 25, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• A••••••• L••	Independent wealth	Oct 29, 2024	n/a	yes	SAINT CHARLES, MO	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jun 18, 2012	Jul 16, 2025	no	SAINT CHARLES, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	A•••• A••••••• L••	Jul 16, 2025	Oct 29, 2024	-260	Firm change after gap	Other
S••••• F•••••••• S•••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jun 19, 2012	Jun 18, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:330006:MO:2025-07-14	Jul 16, 2025	Oct 29, 2024	SAINT CHARLES, MO	Firm change after gap

Relationships

Registered with (4)

→ A•••• A••••••• L••Registered adviserregistration: current employment
Oct 29, 2024 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 18, 2012 to Jul 16, 2025factForm ADV
→ S••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 31, 2011 to Jun 19, 2012factForm ADV
→ S••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
Jul 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46867352-8524-9172-8904-ff196d4d119b
First observed: Mar 20, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.