DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••• I••••••••• A••••••• L••
KENTWOOD, MI | Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••• I••••••••• A••••••• L•• | Bd affiliated wealth | Aug 15, 2025 | n/a | yes | KENTWOOD, MI|Dallas, TX | Current employment |
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | Apr 8, 2025 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | R•••• I••••••••• A••••••• L•• | Apr 8, 2025 | Aug 15, 2025 | 129 | Firm change | Ibd to ibd |
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 | Mar 31, 2025 |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Mar 31, 2025 | no | BOSTON, MA|ARLINGTON, TX | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Jun 29, 2012 | Jul 13, 2018 | no | WESTLAKE, TX | Previous registration |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Dec 9, 2011 | Jun 2, 2012 | no | ROANOKE, TX | Previous registration |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jul 11, 2007 | Dec 9, 2009 | no | CHESHIRE, CT | Previous registration |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Oct 24, 2005 | Dec 5, 2005 | no | SCHAUMBURG, IL | Previous registration |
| C••••• A•••• M••••••••• L•• | n/a | Sep 8, 2004 | Oct 24, 2005 | no | POMPTON LAKES, NJ | Previous registration |
| M••••• S•••••• D• I••• | n/a | Dec 3, 2002 | Jul 31, 2003 | no | NEW HAVEN, CT | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| S•••••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |
| C••••• I••••••••• A••••••• L•• | S•••••••• A••••••• L•• | Jun 2, 2012 | Jun 29, 2012 | 27 | Firm change | Other |
| C••••• A•••• M••••••••• L•• | C••••• I••••••••• A••••••• L•• | Oct 24, 2005 | Oct 24, 2005 | 0 | Bulk transfer | Other |
| M••••• S•••••• D• I••• | C••••• A•••• M••••••••• L•• | Jul 31, 2003 | Sep 8, 2004 | 405 | Firm change after gap | Other |