RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• L•••• V••••••
- R•••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 15, 2025 · Kentwood, Mi
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Apr 8, 2025 · Boston, Ma
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Mar 31, 2025 · Boston, Ma
- S•••••••• A••••••• L•• national BDJun 29, 2012 to Jul 13, 2018 · Westlake, Tx
- C••••• I••••••••• A••••••• L•• BD affiliatedDec 9, 2011 to Jun 2, 2012 · Roanoke, Tx
- C••••• I••••••••• A••••••• L•• BD affiliatedJul 11, 2007 to Dec 9, 2009 · Cheshire, Ct
- C••••• I••••••••• A••••••• L•• BD affiliatedOct 24, 2005 to Dec 5, 2005 · Schaumburg, Il
- C••••• A•••• M••••••••• L•• unclassifiedSep 8, 2004 to Oct 24, 2005 · Pompton Lakes, Nj
- M••••• S•••••• D• I••• unclassifiedDec 3, 2002 to Jul 31, 2003 · New Haven, Ct
- S•••••••• A••••••• L•• to R•••• I••••••••• A••••••• L••left Apr 8, 2025, registered Aug 15, 2025 (129 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- C••••• I••••••••• A••••••• L•• to S•••••••• A••••••• L••left Jun 2, 2012, registered Jun 29, 2012 (27 days) · Other
- C••••• A•••• M••••••••• L•• to C••••• I••••••••• A••••••• L••left Oct 24, 2005, registered Oct 24, 2005 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to C••••• A•••• M••••••••• L••left Jul 31, 2003, registered Sep 8, 2004 (405 days) · Other
- P•••• L•••• V•••••• left S•••••••• A••••••• L•• for R•••• I••••••••• A••••••• L•• (registered 2025-08-15)Apr 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address