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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

BAKER ELLIS ASSET MANAGEMENT LLC

CRD 121802

VANCOUVER, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:468d67c2-a077-90d1-9958-0071f1bd489a

Data as of Aug 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Jan 24, 2012 to Aug 11, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.0BItem 5.F on the latest filing (2026-08-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $1.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $209Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 343
Individual clients: 196
High net worth clients: 138
Custody, client assets: $62.5M
SEC number: 801-61479
CIK: 1365559
CRD: 121802
Filings on the tape: 23
First filed: Jan 24, 2012
Latest filed: Aug 11, 2026
Organised: Limited Liability Company, OR
Website: bakerellis.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Patricia Anne Watson	n/a	VANCOUVER, WA	6	12	n/a	no
BRIAN CHRISTIAN BAKER	Chartered Financial Analyst	VANCOUVER, WA	3	37	n/a	no
JOHN BECKLEY GROH	Certified Financial Planner\|Chartered Financial Analyst	VANCOUVER, WA	3	31	1	no
BARNES CLELAND ELLIS	n/a	VANCOUVER, WA	3	30	n/a	no
KATHRYN K MCDONALD	Certified Financial Planner	Ridgefield, WA \| VANCOUVER, WA	0	14	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAKER, BRIAN, CHRISTIAN	MEMBER OPERATIONS	D	yes	02/2002	Aug 11, 2026	Aug 11, 2026
ELLIS, BARNES, CLELAND	Member	D	yes	01/2021	Aug 11, 2026	Aug 11, 2026
Watson, Patricia, Anne	CCO, HEAD OF OPERATIONS	Na	yes	01/2021	Feb 19, 2021	Feb 29, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 11, 2026	$1.0B	$1.0B	5	3	0	n/a	n/a
2024	Mar 4, 2025	$874M	$874M	5	3	0	n/a	n/a
2023	Feb 29, 2024	$792M	$792M	5	3	0	n/a	n/a
2022	Jan 31, 2023	$751M	$751M	7	5	1	n/a	n/a
2021	Feb 28, 2022	$751M	$751M	8	5	0	n/a	n/a
2020	Feb 19, 2021	$572M	$572M	7	5	1	n/a	n/a
2019	Feb 7, 2020	$590M	$590M	7	5	0	n/a	n/a
2018	Mar 6, 2019	$586M	$578M	6	4	0	n/a	n/a
2017	Mar 29, 2018	$574M	$567M	7	5	0	n/a	n/a
2016	Feb 22, 2017	$512M	$512M	7	5	n/a	n/a	n/a
2015	Mar 9, 2016	$451M	$451M	7	5	n/a	n/a	n/a
2014	Feb 25, 2015	$467M	$467M	6	4	n/a	n/a	n/a
2013	Feb 12, 2014	$467M	$467M	6	4	n/a	n/a	n/a
2012	Mar 15, 2013	$398M	$398M	5	4	n/a	n/a	n/a
2011	Jan 24, 2012	$359M	$353M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.0B	$874M	19.8%	$751M	11.7%	5	5	0	0

Relationships

Registered with (8)

← KATHRYN K MCDONALDAdvisorregistration: current employment
Aug 13, 2026 to presentfactForm ADV
← BRIAN CHRISTIAN BAKERAdvisorregistration: current employment
Aug 21, 2023 to presentfactForm ADV
← JOHN BECKLEY GROHAdvisorregistration: current employment
Aug 21, 2023 to presentfactForm ADV
← BARNES CLELAND ELLISAdvisorregistration: current employment
Aug 21, 2023 to presentfactForm ADV
← Patricia Anne WatsonAdvisorregistration: current employment
Sep 24, 2019 to presentfactForm ADV
← Jack Thomas DukeminierAdvisorregistration: previous registration
Jan 4, 2020 to Aug 21, 2023factForm ADV
← PHILIP WALTER BAGDADEAdvisorregistration: previous registration
Dec 17, 2012 to Jun 20, 2023factForm ADV
← MOHAMMAD SAEED RAHMANAdvisorregistration: previous registration
Dec 13, 2002 to May 22, 2003factForm ADV

Controls (3)

← BAKER, BRIAN, CHRISTIANOwnerMEMBER, ownership code D, individual
Jan 24, 2012 to Feb 29, 2024factForm ADV
← ELLIS, BARNES, CLELANDOwnerMEMBER, ownership code D, individual
Jan 24, 2012 to Feb 29, 2024factForm ADV
← Watson, Patricia, AnneOwnerCCO, HEAD OF OPERATIONS, ownership code NA, individual
Feb 19, 2021 to Feb 29, 2024factForm ADV

Dated events

Occurred
Aug 21, 2023
Advisor changed firm
Jack Thomas Dukeminier left Baker Ellis Asset Management Llc for Blue River Capital Management (registered 2023-11-21)
Form ADVobserved 6 days ago
Occurred
Jun 20, 2023
Advisor changed firm
Philip Walter Bagdade left Baker Ellis Asset Management Llc for Blue River Capital Management (registered 2023-11-21)
Form ADVobserved 6 days ago
Occurred
Feb 28, 2022
Regulatory AUM changed
Baker Ellis Asset Management Llc reported RAUM $751.2M, up 31% from $571.7M (2021-02-19 to 2022-02-28)
Form ADVobserved 6 days ago
$179M
Occurred
Feb 19, 2021
Control person joined
Anne Patricia Watson (Cco, Head Of Operations) appeared on Schedule A of Baker Ellis Asset Management Llc
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:468d67c2-a077-90d1-9958-0071f1bd489a
First observed: Jan 24, 2012
Last observed: Aug 11, 2026 41 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BAKER ELLIS ASSET MANAGEMENT LLC

CRD 121802

VANCOUVER, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:468d67c2-a077-90d1-9958-0071f1bd489a

Data as of Aug 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:22 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Patricia Anne Watson

n/a

VANCOUVER, WA

n/a

BRIAN CHRISTIAN BAKER

Chartered Financial Analyst

VANCOUVER, WA

n/a

JOHN BECKLEY GROH

Certified Financial Planner|Chartered Financial Analyst

VANCOUVER, WA

BARNES CLELAND ELLIS

n/a

VANCOUVER, WA

n/a

KATHRYN K MCDONALD

Certified Financial Planner

Ridgefield, WA | VANCOUVER, WA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAKER, BRIAN, CHRISTIAN

MEMBER OPERATIONS

yes

02/2002

Aug 11, 2026

ELLIS, BARNES, CLELAND

Member

yes

01/2021

Aug 11, 2026

Watson, Patricia, Anne

CCO, HEAD OF OPERATIONS

yes

01/2021

Feb 19, 2021

Feb 29, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 11, 2026

$1.0B

n/a

2024

Mar 4, 2025

$874M

n/a

2023

Feb 29, 2024

$792M

n/a

2022

Jan 31, 2023

$751M

n/a

2021

Feb 28, 2022

$751M

n/a

2020

Feb 19, 2021

$572M

n/a

2019

Feb 7, 2020

$590M

n/a

2018

Mar 6, 2019

$586M

$578M

n/a

2017

Mar 29, 2018

$574M

$567M

n/a

2016

Feb 22, 2017

$512M

n/a

2015

Mar 9, 2016

$451M

n/a

2014

Feb 25, 2015

$467M

n/a

2013

Feb 12, 2014

$467M

n/a

2012

Mar 15, 2013

$398M

n/a

2011

Jan 24, 2012

$359M

$353M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.0B

$874M

19.8%

$751M

11.7%