DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••• E•••• A•••• M••••••••• L••
Latest filing Aug 11, 2026
First filing on the tape Jan 24, 2012 · 23 filings
SEC status approved since Sep 20, 2002
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$1.0B individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$209M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$1.0B as of Aug 11, 2026
Jan 24, 2012$359M then
HNW client RAUM$913M as of Aug 11, 2026
Mar 29, 2018$490M then
State-registered IARs (5.B.3)4 as of Aug 11, 2026
Jan 24, 20120 then
Employees (5.A)5 as of Aug 11, 2026
Mar 15, 20135 then
Private funds: no history
RAUM +20% over the last fiscal year+12% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Aug 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $209MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 67derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.6MderivedHNW RAUM over HNW clients
- Average account
- $3.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $62.5M, 23 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$913M87%
- Individuals$105M10%
- Charitable organizations$15.4M1.5%
- Corporations and businesses$13.1M1.3%
- Individual clients
- 196reported
- HNW clients
- 138reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 343reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $62.5M for 23 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P••••••• A••• W••••• | Vancouver, Wa | Sep 24, 2019 | 12 y | 0 |
| B•••• C•••••••• B••••Chartered Financial Analyst | Vancouver, Wa | Aug 21, 2023 | 37 y | 0 |
| J••• B•••••• G•••Certified Financial Planner, Chartered Financial Analyst | Vancouver, Wa | Aug 21, 2023 | 31 y | 1 |
| B••••• C•••••• E•••• | Vancouver, Wa | Aug 21, 2023 | 30 y | 0 |
| K•••••• K• M•••••••Certified Financial Planner | Ridgefield, Wa | Aug 13, 2026 | 14 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••• T••••• D••••••••• to B••• R•••• C•••••• M•••••••••Aug 21, 2023 · RIA to a state-registered adviser
- P••••• W••••• B•••••• to B••• R•••• C•••••• M•••••••••Jun 20, 2023 · RIA to a state-registered adviser
- M••••••• S•••• R••••• to R•••••• G••••• G••••• R•••••• G••••• A•••••••May 22, 2003 · Other
Joined, latest
- K•••••• K• M••••••• from B••••••• J•••• L••Aug 13, 2026 · RIA to RIA
- J••• B•••••• G••• from D••• D••••••• • C••Aug 21, 2023 · Other
- J••• T••••• D••••••••• from T•• I••••••••• A•••• M••••••••• L••Jan 4, 2020 · RIA to RIA
- M••••••• S•••• R••••• from W•••• F•••• A•••••••Dec 13, 2002 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• B••••• C•••••••• · Member Operationscontrolsince 02/2002 · owns 50% to 75%
- E••••• B•••••• C•••••• · Membercontrolsince 01/2021 · owns 50% to 75%
- W•••••• P•••••••• A••• · Cco, Head Of Operationscontrolsince 01/2021 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Vancouver, Wa · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 11, 2026W•••••• P•••••••• A••• (CCO, HEAD OF OPERATIONS) left Schedule A between the filings of 2021-02-19 and 2026-08-11peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 349 to 343Mar 4, 2025 to Feb 11, 2026
- HNW clients · 140 to 138Mar 4, 2025 to Feb 11, 2026
- Individual clients · 200 to 196Mar 4, 2025 to Feb 11, 2026
- Assets in custody · $56.9M to $62.5MMar 4, 2025 to Feb 11, 2026
- Discretionary RAUM · $874M to $1.0BMar 4, 2025 to Feb 11, 2026
- HNW RAUM · $749M to $913MMar 4, 2025 to Feb 11, 2026
- Individual RAUM · $100M to $105MMar 4, 2025 to Feb 11, 2026
- RAUM · $874M to $1.0BMar 4, 2025 to Feb 11, 2026
- Accounts · 330 to 349Feb 29, 2024 to Mar 4, 2025
- Charity clients · 3 to 2Feb 29, 2024 to Mar 4, 2025
- Corporate clients · 6 to 7Feb 29, 2024 to Mar 4, 2025
- HNW clients · 134 to 140Feb 29, 2024 to Mar 4, 2025
- Individual clients · 185 to 200Feb 29, 2024 to Mar 4, 2025
- Assets in custody · $64.7M to $56.9MFeb 29, 2024 to Mar 4, 2025
- Financial planning clients · 11-25 to 11-25Feb 29, 2024 to Mar 4, 2025
- Discretionary RAUM · $792M to $874MFeb 29, 2024 to Mar 4, 2025
- HNW RAUM · $691M to $749MFeb 29, 2024 to Mar 4, 2025
- Individual RAUM · $83.5M to $100MFeb 29, 2024 to Mar 4, 2025
- RAUM · $792M to $874MFeb 29, 2024 to Mar 4, 2025
- Accounts · 325 to 330Oct 19, 2023 to Feb 29, 2024
- Advisory employees · 5 to 3Oct 19, 2023 to Feb 29, 2024
- Corporate clients · 4 to 6Oct 19, 2023 to Feb 29, 2024
- HNW clients · 132 to 134Oct 19, 2023 to Feb 29, 2024
- Individual clients · 180 to 185Oct 19, 2023 to Feb 29, 2024
- Assets in custody · $40.7M to $64.7MOct 19, 2023 to Feb 29, 2024
- Employees · 7 to 5Oct 19, 2023 to Feb 29, 2024
- Financial planning clients · 1-10 to 11-25Oct 19, 2023 to Feb 29, 2024
- State-registered IARs · 6 to 4Oct 19, 2023 to Feb 29, 2024
- Discretionary RAUM · $751M to $792MOct 19, 2023 to Feb 29, 2024
- HNW RAUM · $664M to $691MOct 19, 2023 to Feb 29, 2024
- Individual RAUM · $72.8M to $83.5MOct 19, 2023 to Feb 29, 2024
- RAUM · $751M to $792MOct 19, 2023 to Feb 29, 2024
- Other offices · 1 to 0Jan 31, 2023 to Mar 16, 2023
- Accounts · 295 to 325Apr 6, 2022 to Jan 31, 2023
- Corporate clients · 3 to 4Apr 6, 2022 to Jan 31, 2023
- HNW clients · 131 to 132Apr 6, 2022 to Jan 31, 2023
- Individual clients · 157 to 180Apr 6, 2022 to Jan 31, 2023
- Assets in custody · $41.3M to $40.7MApr 6, 2022 to Jan 31, 2023
- Employees · 8 to 7Apr 6, 2022 to Jan 31, 2023
- Financial planning clients · 11-25 to 1-10Apr 6, 2022 to Jan 31, 2023
Signals
4 dated events
- J••• T••••• D••••••••• left B•••• E•••• A•••• M••••••••• L•• for B••• R•••• C•••••• M••••••••• (registered 2023-11-21)Aug 21, 2023 · Advisor changed firm · fact
- P••••• W••••• B•••••• left B•••• E•••• A•••• M••••••••• L•• for B••• R•••• C•••••• M••••••••• (registered 2023-11-21)Jun 20, 2023 · Advisor changed firm · fact
- B•••• E•••• A•••• M••••••••• L•• reported RAUM $751.2M, up 31% from $571.7M (2021-02-19 to 2022-02-28)Feb 28, 2022 · RAUM change · derived
- A••• P••••••• W••••• (Cco, Head Of Operations) appeared on Schedule A of B•••• E•••• A•••• M••••••••• L••Feb 19, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 503-227-5778reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 503-227-5778reportedpublic record, Form ADV, Aug 11, 2026
- Team page
- bakerellisllc.com/leadershipreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $209Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026