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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

401K GPS, LLC

CRD 158948

BRIGHTON, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4690bebb-3cda-12e6-5d0b-993061cd8809

Data as of Nov 21, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 23, 2012 to Nov 21, 2013
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
SEC number: 801-72753
CRD: 158948
Filings on the tape: 4
First filed: Mar 23, 2012
Latest filed: Nov 21, 2013
Organised: Limited Liability Company, Michigan

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHECHEL, MICHAEL, ROBERT	VICE PRESIDENT	Na	yes	09/2011	Mar 23, 2012	Nov 21, 2013
HERZOG, ALBERT, PINGREE	PRINCIPAL OWNER/PRESIDENT	E	yes	01/2006	Mar 23, 2012	Nov 21, 2013
RUMLER, CRAIG, DAVID	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	Na	yes	08/2011	Mar 23, 2012	Nov 21, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
EXECUTIVE WEALTH MANAGEMENT, LLC	n/a	Former SEC adviser	$1.4B	Y	yes	n/a
EXECUTIVE FINANCIAL PLANNING, INC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
ANN ARBOR	Mi	United States	n/a	no
Frankenmuth	Mi	United States	n/a	no
HARPER WOODS	Mi	United States	n/a	no
Jackson	Mi	United States	n/a	no
Northville	Mi	United States	n/a	no
Novi	Mi	United States	n/a	no
Scottville	Mi	United States	n/a	no
Troy	Mi	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 28, 2013	n/a	n/a	3	3	n/a	n/a	n/a
2011	Mar 23, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	n/a	n/a	n/a	n/a	n/a	3	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ EXECUTIVE WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (3)

← HERZOG, ALBERT, PINGREEOwnerPRINCIPAL OWNER/PRESIDENT, ownership code E, individual
Mar 23, 2012 to presentfactForm ADV
← CHECHEL, MICHAEL, ROBERTOwnerVICE PRESIDENT, ownership code NA, individual
Mar 23, 2012 to presentfactForm ADV
← RUMLER, CRAIG, DAVIDOwnerCHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 23, 2012 to presentfactForm ADV

Registered with (3)

← ALBERT PINGREE HERZOGAdvisorregistration: previous registration
Oct 5, 2011 to Dec 24, 2013factForm ADV
← Michael Robert ChechelAdvisorregistration: previous registration
Oct 5, 2011 to Dec 24, 2013factForm ADV
← ADAM R KULESZAAdvisorregistration: previous registration
Oct 5, 2011 to Dec 24, 2013factForm ADV

Dated events

Occurred
Oct 1, 2013
Succession filed (Item 4)
401 (K) Gps, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4690bebb-3cda-12e6-5d0b-993061cd8809
First observed: Mar 23, 2012
Last observed: Nov 21, 2013 156 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

401K GPS, LLC

CRD 158948

BRIGHTON, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4690bebb-3cda-12e6-5d0b-993061cd8809

Data as of Nov 21, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:10 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHECHEL, MICHAEL, ROBERT

VICE PRESIDENT

yes

09/2011

Mar 23, 2012

Nov 21, 2013

HERZOG, ALBERT, PINGREE

PRINCIPAL OWNER/PRESIDENT

yes

01/2006

Mar 23, 2012

Nov 21, 2013

RUMLER, CRAIG, DAVID

CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER

yes

08/2011

Mar 23, 2012

Nov 21, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

EXECUTIVE WEALTH MANAGEMENT, LLC

n/a

Former SEC adviser

$1.4B

yes

n/a

EXECUTIVE FINANCIAL PLANNING, INC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

ANN ARBOR

United States

n/a

Frankenmuth

United States

n/a

HARPER WOODS

United States

n/a

Jackson

United States

n/a

Northville

United States

n/a

Novi

United States

n/a

Scottville

United States

n/a

Troy

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 28, 2013

n/a

2011

Mar 23, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

n/a