DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

EXECUTIVE WEALTH MANAGEMENT, LLC

CRD 140736

BRIGHTON, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fd9b0c37-9fdf-c6ad-44b0-0f3d18135d79

Data as of Dec 10, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 66
Dated events: 39
On other graphs: 0
Observed: Mar 28, 2012 to Dec 10, 2024
62 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.4BItem 5.F on the latest filing (2024-12-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 60
Advisory employees: 29
Offices: 10Schedule D 1.F, beyond the principal office
Accounts: 7,577
Individual clients: 3,368
High net worth clients: 383
Custody, client assets: $57.0M
SEC number: 801-66881
CIK: 1542611
CRD: 140736
Filings on the tape: 62
First filed: Mar 28, 2012
Latest filed: Dec 10, 2024
Organised: Limited Liability Company, Michigan
Website: ewmadvisors.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARBER, GREGORY, JOSEPH	BOARD OF MANAGERS	Na	yes	01/2023	Apr 7, 2015	Dec 10, 2024
Chechel, Michael, Robert	BOARD OF MANAGERS	Na	yes	02/2017	Mar 28, 2013	Dec 10, 2024
EWM CAPITAL, LLC	MICHIGAN LIMITED LIABILITY COMPANY/INTEREST HOLDER	E	yes	02/2017	Mar 31, 2017	Dec 10, 2024
HERZOG, ALBERT, PINGREE	BOARD OF MANAGERS	Na	yes	02/2017	Mar 28, 2012	Dec 10, 2024
HERZOG, ALBERT, PINGREE	BOARD OF MANAGERS	Na	yes	01/2022	Feb 24, 2023	Dec 10, 2024
KULESZA, ADAM, R	BOARD OF MANAGERS	Na	yes	02/2017	Mar 28, 2013	Dec 10, 2024
LARSEN, ROBERT, BOSTON	BOARD OF MANAGERS	Na	yes	01/2022	Feb 24, 2023	Dec 10, 2024
LAWSON, SHAWN, ADAM	CHIEF CLIENT SOLUTIONS OFFICER	Na	yes	01/2022	Feb 17, 2022	Dec 10, 2024
LAY, MICHAEL, JAMES	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, BOARD OF MANAGERS	Na	yes	01/2023	Nov 17, 2015	Dec 10, 2024
MESSINA, ZACHARY, B	BOARD OF MANAGERS	Na	yes	01/2022	Feb 24, 2023	Dec 10, 2024
PLASKEY, JAMES, ALLAN	BOARD OF MANAGERS	Na	yes	01/2022	Feb 24, 2023	Dec 10, 2024
LARSEN, NATHAN, J	CHIEF INVESTMENT OFFICER	Na	no	01/2022	Feb 17, 2022	Dec 10, 2024
WICKHAM, CODY, EDWARD	CHIEF INFORMATION SECURITY OFFICER	Na	no	11/2015	Nov 17, 2015	Dec 10, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
EWM LEGAL SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a
EWM TAX SOLUTIONS, LLC	n/a	n/a	n/a	N	yes	n/a
EXECUTIVE FINANCIAL PLANNING, INC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Northville	Mi	United States	4	no
Jackson	Mi	United States	2	no
Ludington	Mi	United States	2	no
Venice	FL	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 21, 2024	$1.4B	$1.4B	60	29	10	n/a	n/a
2022	Feb 24, 2023	$1.2B	$1.2B	31	25	10	n/a	n/a
2021	Feb 17, 2022	$1.3B	$1.3B	31	28	10	n/a	n/a
2020	Mar 10, 2021	$1.1B	$1.1B	29	27	10	n/a	n/a
2019	Mar 19, 2020	$925M	$907M	30	25	10	n/a	n/a
2018	Mar 6, 2019	$820M	$809M	27	22	10	n/a	n/a
2017	Mar 15, 2018	$713M	$711M	26	21	10	n/a	n/a
2016	Mar 31, 2017	$573M	$567M	30	18	n/a	n/a	n/a
2015	Mar 22, 2016	$622M	$613M	24	23	n/a	n/a	n/a
2014	Feb 2, 2015	$575M	$550M	22	20	n/a	n/a	n/a
2013	Mar 26, 2014	$494M	$466M	25	22	n/a	n/a	n/a
2012	Mar 28, 2013	$386M	$371M	22	19	n/a	n/a	n/a
2011	Mar 28, 2012	$286M	$270M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$1.4B	$1.2B	22.2%	$1.1B	9.3%	60	31	10	10

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EP WEALTH ADVISORS	2	Mar 14, 2025	Jan 2, 2025	BRIGHTON, MI	Team lift out	RIA to RIA	66.7%
EP WEALTH ADVISORS	15	Jan 21, 2025	Aug 31, 2026	BRIGHTON, MI	Firm absorbed	RIA to RIA	68.2%
STONEY CREEK ADVISORS LLC	3	Oct 3, 2016	Oct 6, 2016	BRIGHTON, MI	Team lift out	Other	20.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
DYNAMIC WEALTH SOLUTIONS LLC	2	Mar 3, 2023	Mar 10, 2023	SOUTHFIELD, MI	Team lift out	Other	50.0%
INVEST FINANCIAL CORPORATION	2	Feb 14, 2018	Nov 1, 2016	WILLIAMSTON, MI	Team lift out	Other	0.4%
INVEST FINANCIAL CORPORATION	7	Jun 2, 2017	Nov 12, 2015	BRIGHTON, MI	Team lift out	Other	1.1%
INVEST FINANCIAL CORPORATION	2	Aug 24, 2016	Jan 13, 2011	BLOOMFIELD HILLS, MI	Team lift out	Other	0.3%

Relationships

Controls (10)

← HERZOG, ALBERT, PINGREEOwnerBOARD OF MANAGERS, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← Chechel, Michael, RobertOwnerBOARD OF MANAGERS, ownership code NA, individual
Mar 28, 2013 to presentfactForm ADV
← BARBER, GREGORY, JOSEPHOwnerBOARD OF MANAGERS, ownership code NA, individual
Apr 7, 2015 to presentfactForm ADV
← LAWSON, SHAWN, ADAMOwnerCHIEF CLIENT SOLUTIONS OFFICER, ownership code NA, individual
Feb 17, 2022 to presentfactForm ADV
← MESSINA, ZACHARY, BOwnerBOARD OF MANAGERS, ownership code NA, individual
Feb 24, 2023 to presentfactForm ADV
← KULESZA, ADAM, ROwnerBOARD OF MANAGERS, ownership code NA, individual
Mar 28, 2013 to presentfactForm ADV
← LAY, MICHAEL, JAMESOwnerMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, BOARD OF MANAGERS, ownership code NA, individual
Nov 17, 2015 to presentfactForm ADV
← PLASKEY, JAMES, ALLANOwnerBOARD OF MANAGERS, ownership code NA, individual
Feb 24, 2023 to presentfactForm ADV
← LARSEN, ROBERT, BOSTONOwnerBOARD OF MANAGERS, ownership code NA, individual
Feb 24, 2023 to presentfactForm ADV
← EWM CAPITAL, LLCOwnerMICHIGAN LIMITED LIABILITY COMPANY/INTEREST HOLDER, ownership code E, domestic entity
Mar 31, 2017 to presentfactForm ADV

Owns (2)

← WICKHAM, CODY, EDWARDOwnerCHIEF INFORMATION SECURITY OFFICER, ownership code NA, individual
Nov 17, 2015 to presentfactForm ADV
← LARSEN, NATHAN, JOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Feb 17, 2022 to presentfactForm ADV

Affiliated with (3)

← FORTUNATUS INVESTMENTS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← 401K GPSRegistered adviserother investment adviser, control, common control
factForm ADV
← 401K GPS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Moved with (4)

→ EP WEALTH ADVISORSRegistered adviser15 advisors, firm absorbed, same day
Jan 21, 2025 to Aug 31, 2026factForm ADV
← DYNAMIC WEALTH SOLUTIONS LLCRegistered adviser2 advisors, team lift out, same day
Mar 3, 2023 to Mar 10, 2023factForm ADV
← INVEST FINANCIAL CORPORATIONRegistered adviser2 advisors, team lift out, same day
Feb 14, 2018 to Nov 1, 2016factForm ADV
→ STONEY CREEK ADVISORS LLCRegistered adviser3 advisors, team lift out
Oct 3, 2016 to Oct 6, 2016factForm ADV

Registered with (43)

← ALBERT PINGREE HERZOGAdvisorregistration: previous registration
Jul 15, 2009 to Mar 14, 2025factForm ADV
← MICHAEL JAMES LAYAdvisorregistration: previous registration
Nov 7, 2014 to Mar 14, 2025factForm ADV
← ALBERT PINGREE HERZOGAdvisorregistration: previous registration
Jan 2, 2018 to Mar 14, 2025factForm ADV
← Michael Robert ChechelAdvisorregistration: previous registration
Oct 29, 2010 to Jan 22, 2025factForm ADV
← ANDREW JASON ZEHNDERAdvisorregistration: previous registration
Nov 4, 2010 to Jan 21, 2025factForm ADV
← CHRISTOPHER RONALD HOPKINSAdvisorregistration: previous registration
Mar 3, 2022 to Jan 21, 2025factForm ADV
← SHAWN ADAM LAWSONAdvisorregistration: previous registration
May 13, 2019 to Jan 21, 2025factForm ADV
← ZACHARY B MESSINAAdvisorregistration: previous registration
Oct 17, 2013 to Jan 21, 2025factForm ADV
← JULEE RAE SARTOAdvisorregistration: previous registration
Jun 2, 2017 to Jan 21, 2025factForm ADV
← KEVIN EDMUND CROSSAdvisorregistration: previous registration
Dec 19, 2016 to Jan 21, 2025factForm ADV
← ADAM R KULESZAAdvisorregistration: previous registration
Oct 30, 2010 to Jan 21, 2025factForm ADV
← JOHN LAWRENCE BARBRICKAdvisorregistration: previous registration
Oct 29, 2010 to Jan 21, 2025factForm ADV
← DANIEL COYE WEAVERAdvisorregistration: previous registration
Jun 22, 2011 to Jan 21, 2025factForm ADV
← TODD ANTHONY PERRYAdvisorregistration: previous registration
Jan 31, 2019 to Jan 21, 2025factForm ADV
← JAMES ALLAN PLASKEYAdvisorregistration: previous registration
Jul 8, 2015 to Jan 21, 2025factForm ADV
← ROBERT BOSTON LARSENAdvisorregistration: previous registration
Sep 1, 2017 to Jan 21, 2025factForm ADV
← David MICHAEL LawrenceAdvisorregistration: previous registration
Feb 16, 2023 to Jan 21, 2025factForm ADV
← Michael Richard BarberAdvisorregistration: previous registration
May 21, 2020 to Jan 21, 2025factForm ADV
← Matthew Craig StojkovAdvisorregistration: previous registration
Apr 24, 2023 to Jan 21, 2025factForm ADV
← Andrew Rocco SzewcAdvisorregistration: previous registration
Feb 22, 2023 to Jan 21, 2025factForm ADV
← Scott Aaron FishelAdvisorregistration: previous registration
Aug 15, 2022 to Jan 21, 2025factForm ADV
← Megan Martin HurchesAdvisorregistration: previous registration
Mar 10, 2023 to Jan 21, 2025factForm ADV
← Duane Anthony JohnsonAdvisorregistration: previous registration
Nov 16, 2020 to Nov 11, 2024factForm ADV
← Vanessa Marie ThomasAdvisorregistration: previous registration
Apr 14, 2023 to Aug 23, 2024factForm ADV
← DRAKE HOGANAdvisorregistration: previous registration
Sep 28, 2021 to Oct 3, 2023factForm ADV
← Jaclyn M NobleAdvisorregistration: previous registration
Feb 13, 2018 to Dec 1, 2022factForm ADV
← Brandon LopezAdvisorregistration: previous registration
Jun 2, 2021 to Nov 14, 2022factForm ADV
← RICHARD ROBERT RUSHAdvisorregistration: previous registration
Jun 29, 2015 to Jan 28, 2022factForm ADV
← CHRISTOPHER WALTER KUBERTAdvisorregistration: previous registration
Jun 15, 2017 to Apr 28, 2021factForm ADV
← JOHN RAYMOND OLIVERAdvisorregistration: previous registration
Nov 4, 2016 to Feb 27, 2019factForm ADV
and 13 more

Dated events

Occurred
May 2, 2025
Left the SEC roster
Executive Wealth Management, Llc no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $1.4B)
Form ADVobserved 6 days ago
$1.4B
Occurred
Mar 14, 2025
Team lift-out
2 advisors left Executive Wealth Management, LLC (Brighton, MI) for EP Wealth Advisors on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Mar 14, 2025
Advisor changed firm
Michael James Lay left Executive Wealth Management, Llc for Ep Wealth Advisors (registered 2025-01-02)
Form ADVobserved 6 days ago
Occurred
Mar 14, 2025
Advisor changed firm
Albert Pingree Herzog left Executive Wealth Management, Llc for 401K Gps, Llc (registered 2011-10-05)
Form ADVobserved 6 days ago
Occurred
Mar 14, 2025
Advisor changed firm
Albert Pingree Herzog left Executive Wealth Management, Llc for Ep Wealth Advisors (registered 2025-01-02)
Form ADVobserved 6 days ago
Occurred
Jan 22, 2025
Advisor changed firm
Michael Robert Chechel left Executive Wealth Management, Llc for 401K Gps, Llc (registered 2011-10-05)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2025
Firm absorbed
Executive Wealth Management, LLC's advisors moved to EP Wealth Advisors (Brighton, MI): 15 of 22 registered, on the same day
Form ADVobserved 6 days ago
15 advisors
Occurred
Jan 21, 2025
Advisor changed firm
Todd Anthony Perry left Executive Wealth Management, Llc for Ep Wealth Advisors (registered 2025-01-02)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2025
Advisor changed firm
Andrew Jason Zehnder left Executive Wealth Management, Llc for Ep Wealth Advisors (registered 2025-01-02)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2025
Advisor changed firm
Kevin Edmund Cross left Executive Wealth Management, Llc for Invest Financial Corporation (registered 2017-01-27)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2025
Advisor changed firm
Scott Aaron Fishel left Executive Wealth Management, Llc for Creative Planning (registered 2026-03-02)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2025
Advisor changed firm
Matthew Craig Stojkov left Executive Wealth Management, Llc for Ep Wealth Advisors (registered 2026-08-31)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2025
Advisor changed firm
James Allan Plaskey left Executive Wealth Management, Llc for Ep Wealth Advisors (registered 2025-01-02)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2025
Advisor changed firm
Michael Richard Barber left Executive Wealth Management, Llc for Ep Wealth Advisors (registered 2025-01-02)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2025
Advisor changed firm
Zachary B Messina left Executive Wealth Management, Llc for Ep Wealth Advisors (registered 2025-01-03)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2025
Advisor changed firm
Julee Rae Sarto left Executive Wealth Management, Llc for Ep Wealth Advisors (registered 2025-01-02)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2025
Advisor changed firm
David Michael Lawrence left Executive Wealth Management, Llc for Ep Wealth Advisors (registered 2025-01-16)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2025
Advisor changed firm
Andrew Rocco Szewc left Executive Wealth Management, Llc for Ep Wealth Advisors (registered 2025-01-03)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2025
Advisor changed firm
Adam R Kulesza left Executive Wealth Management, Llc for 401K Gps, Llc (registered 2011-10-05)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2025
Advisor changed firm
Daniel Coye Weaver left Executive Wealth Management, Llc for Ep Wealth Advisors (registered 2025-01-16)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2025
Advisor changed firm
Robert Boston Larsen left Executive Wealth Management, Llc for Ep Wealth Advisors (registered 2025-01-02)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2025
Advisor changed firm
Megan Martin Hurches left Executive Wealth Management, Llc for Ep Wealth Advisors (registered 2025-01-02)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2025
Advisor changed firm
Christopher Ronald Hopkins left Executive Wealth Management, Llc for Ep Wealth Advisors (registered 2025-01-02)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2025
Advisor changed firm
Shawn Adam Lawson left Executive Wealth Management, Llc for Ep Wealth Advisors (registered 2025-01-03)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2025
Advisor changed firm
John Lawrence Barbrick left Executive Wealth Management, Llc for Ep Wealth Advisors (registered 2025-01-16)
Form ADVobserved 6 days ago
Occurred
Nov 11, 2024
Advisor changed firm
Duane Anthony Johnson left Executive Wealth Management, Llc for Consolidated Portfolio Review Corp (registered 2024-11-08)
Form ADVobserved 6 days ago
Occurred
Aug 23, 2024
Advisor changed firm
Vanessa Marie Thomas left Executive Wealth Management, Llc for Foguth Wealth Management, Llc. (registered 2024-09-06)
Form ADVobserved 6 days ago
Occurred
Oct 3, 2023
Advisor changed firm
Drake Hogan left Executive Wealth Management, Llc for Edelman Financial Engines (registered 2023-11-09)
Form ADVobserved 6 days ago
Occurred
Mar 3, 2023
Team lift-out
2 advisors left Dynamic Wealth Solutions LLC (Southfield, MI) for Executive Wealth Management, LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Feb 24, 2023
Control person joined
Allan James Plaskey (Board Of Managers) appeared on Schedule A of Executive Wealth Management, Llc
Form ADVobserved 6 days ago
Occurred
Feb 24, 2023
Control person joined
B Zachary Messina (Board Of Managers) appeared on Schedule A of Executive Wealth Management, Llc
Form ADVobserved 6 days ago
Occurred
Feb 24, 2023
Control person joined
Boston Robert Larsen (Board Of Managers) appeared on Schedule A of Executive Wealth Management, Llc
Form ADVobserved 6 days ago
Occurred
Dec 1, 2022
Advisor changed firm
Jaclyn M Noble left Executive Wealth Management, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-01-09)
Form ADVobserved 6 days ago
Occurred
Nov 14, 2022
Advisor changed firm
Brandon Lopez left Executive Wealth Management, Llc for Capital Analysts (registered 2022-11-28)
Form ADVobserved 6 days ago
Occurred
May 2, 2022
Control person left
Nicole Kyrstin Ritsema (Chief Compliance Officer) no longer on Schedule A of Executive Wealth Management, Llc (listed 2022-02-17, absent 2022-05-02)
Form ADVobserved 6 days ago
Occurred
Feb 17, 2022
Control person joined
J Nathan Larsen (Chief Investment Officer) appeared on Schedule A of Executive Wealth Management, Llc
Form ADVobserved 6 days ago
Occurred
Feb 17, 2022
Control person joined
Adam Shawn Lawson (Chief Client Solutions Officer) appeared on Schedule A of Executive Wealth Management, Llc
Form ADVobserved 6 days ago
Occurred
Jan 28, 2022
Advisor changed firm
Richard Robert Rush left Executive Wealth Management, Llc for Newedge Advisors (registered 2022-01-21)
Form ADVobserved 6 days ago
Occurred
Nov 30, 2017
Succession filed (Item 4)
Executive Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd9b0c37-9fdf-c6ad-44b0-0f3d18135d79
First observed: Mar 28, 2012
Last observed: Dec 10, 2024 21 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EXECUTIVE WEALTH MANAGEMENT, LLC

CRD 140736

BRIGHTON, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fd9b0c37-9fdf-c6ad-44b0-0f3d18135d79

Data as of Dec 10, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:00 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARBER, GREGORY, JOSEPH

BOARD OF MANAGERS

yes

01/2023

Apr 7, 2015

Dec 10, 2024

Chechel, Michael, Robert

BOARD OF MANAGERS

yes

02/2017

Mar 28, 2013

Dec 10, 2024

EWM CAPITAL, LLC

MICHIGAN LIMITED LIABILITY COMPANY/INTEREST HOLDER

yes

02/2017

Mar 31, 2017

Dec 10, 2024

HERZOG, ALBERT, PINGREE

BOARD OF MANAGERS

yes

02/2017

Mar 28, 2012

Dec 10, 2024

HERZOG, ALBERT, PINGREE

BOARD OF MANAGERS

yes

01/2022

Feb 24, 2023

Dec 10, 2024

KULESZA, ADAM, R

BOARD OF MANAGERS

yes

02/2017

Mar 28, 2013

Dec 10, 2024

LARSEN, ROBERT, BOSTON

BOARD OF MANAGERS

yes

01/2022

Feb 24, 2023

Dec 10, 2024

LAWSON, SHAWN, ADAM

CHIEF CLIENT SOLUTIONS OFFICER

yes

01/2022

Feb 17, 2022

Dec 10, 2024

LAY, MICHAEL, JAMES

MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, BOARD OF MANAGERS

yes

01/2023

Nov 17, 2015

Dec 10, 2024

MESSINA, ZACHARY, B

BOARD OF MANAGERS

yes

01/2022

Feb 24, 2023

Dec 10, 2024

PLASKEY, JAMES, ALLAN

BOARD OF MANAGERS

yes

01/2022

Feb 24, 2023

Dec 10, 2024

LARSEN, NATHAN, J

CHIEF INVESTMENT OFFICER

01/2022

Feb 17, 2022

Dec 10, 2024

WICKHAM, CODY, EDWARD

CHIEF INFORMATION SECURITY OFFICER

11/2015

Nov 17, 2015

Dec 10, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

EWM LEGAL SERVICES, LLC

n/a

yes

n/a

EWM TAX SOLUTIONS, LLC

n/a

yes

n/a

EXECUTIVE FINANCIAL PLANNING, INC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Northville

United States

Jackson

United States

Ludington

United States

Venice

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 21, 2024

$1.4B

n/a

2022

Feb 24, 2023

$1.2B

n/a

2021

Feb 17, 2022

$1.3B

n/a

2020

Mar 10, 2021

$1.1B

n/a

2019

Mar 19, 2020

$925M

$907M

n/a

2018

Mar 6, 2019

$820M

$809M

n/a

2017

Mar 15, 2018

$713M

$711M

n/a

2016

Mar 31, 2017

$573M

$567M

n/a

2015

Mar 22, 2016

$622M

$613M

n/a

2014

Feb 2, 2015

$575M

$550M

n/a

2013

Mar 26, 2014

$494M

$466M

n/a

2012

Mar 28, 2013

$386M

$371M

n/a

2011

Mar 28, 2012

$286M

$270M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$1.4B

$1.2B

22.2%

$1.1B

9.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EP WEALTH ADVISORS

Mar 14, 2025

Jan 2, 2025

BRIGHTON, MI

Team lift out

RIA to RIA

66.7%

EP WEALTH ADVISORS

Jan 21, 2025

Aug 31, 2026

BRIGHTON, MI

Firm absorbed

RIA to RIA

68.2%

STONEY CREEK ADVISORS LLC

Oct 3, 2016

Oct 6, 2016

BRIGHTON, MI

Team lift out

Other

20.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

DYNAMIC WEALTH SOLUTIONS LLC

Mar 3, 2023

Mar 10, 2023

SOUTHFIELD, MI

Team lift out

Other

50.0%

INVEST FINANCIAL CORPORATION

Feb 14, 2018

Nov 1, 2016

WILLIAMSTON, MI

Team lift out

Other

0.4%

INVEST FINANCIAL CORPORATION

Jun 2, 2017

Nov 12, 2015

BRIGHTON, MI

Team lift out

Other

1.1%

INVEST FINANCIAL CORPORATION

Aug 24, 2016

Jan 13, 2011

BLOOMFIELD HILLS, MI

Team lift out

Other

0.3%