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Advisor at LPL FINANCIAL LLC
LOS ALAMITOS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 10, 2025 | n/a | yes | LOS ALAMITOS, CA | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 3, 2023 | Feb 12, 2025 | no | LOS ALAMITOS, CA | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Feb 8, 2019 | Nov 3, 2023 | no | LOS ALAMITOS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | LPL FINANCIAL LLC | Feb 12, 2025 | Feb 10, 2025 | -2 | Firm change | Ibd to ibd |
| FSC SECURITIES CORPORATION | OSAIC WEALTH, INC. | Nov 3, 2023 | Nov 3, 2023 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:6413:CA:2025-01-15 | Feb 12, 2025 | Feb 10, 2025 | LOS ALAMITOS, CA | Firm change |