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Reading the graph
Advisor at MORGAN STANLEY
ORMOND BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 25, 2025 | n/a | yes | ORMOND BEACH, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Dec 15, 2011 | May 21, 2025 | no | ATLANTA, GA|JACKSONVILLE, FL|GREENWOOD VILLAGE, CO|ST. LOUIS, MO|ORLANDO, FL|ORLANDO, FL|ORLANDO, FL|ORLANDO, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 10, 2004 | Dec 21, 2011 | no | ORLANDO, FL|ALPHARETTA, GA|Winter Park, FL|Winter Park, FL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Feb 13, 2003 | Nov 12, 2004 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MORGAN STANLEY | May 21, 2025 | Jun 25, 2025 | 35 | Firm change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Dec 21, 2011 | Dec 15, 2011 | -6 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY DW INC. | UBS FINANCIAL SERVICES INC. | Nov 12, 2004 | Nov 10, 2004 | -2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:149777:FL:2025-05-21 | May 21, 2025 | Jun 25, 2025 | ORLANDO, FL | Firm change |