RIA Intelligence

• M••••• S•••••• wirehouse current
  since Jun 25, 2025 · Ormond Beach, Fl
• W•••• F•••• A••••••• wirehouse
  Dec 15, 2011 to May 21, 2025 · Atlanta, Ga
• U•• F•••••••• S••••••• I••• wirehouse
  Nov 10, 2004 to Dec 21, 2011 · Orlando, Fl
• M••••• S•••••• D• I••• unclassified
  Feb 13, 2003 to Nov 12, 2004 · Atlanta, Ga

• W•••• F•••• A••••••• to M••••• S••••••
  left May 21, 2025, registered Jun 25, 2025 (35 days) · Wirehouse to wirehouse · moved with a team
• U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
  left Dec 21, 2011, registered Dec 15, 2011 (-6 days) · Wirehouse to wirehouse
• M••••• S•••••• D• I••• to U•• F•••••••• S••••••• I•••
  left Nov 12, 2004, registered Nov 10, 2004 (-2 days) · Other

• K•••••• P• M••••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2025-06-25)
  May 21, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

34derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address