DFX Intelligence

D••••• J•• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor14 years in industry

D••••• J•• C•••••

Advisor at V••• C••••••••• L••

YORBA LINDA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:46987564-dd1f-0926-f6d0-b9ee19b26bcd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 27, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• C••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 26, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••• C••••••••• L••	State registered	Nov 6, 2025	n/a	yes	YORBA LINDA, CA	Current employment
A• F•••••••• G••••	Former SEC adviser	Mar 2, 2015	Jul 31, 2019	no	IRVINE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• F•••••••• G••••	V••• C••••••••• L••	Jul 31, 2019	Nov 6, 2025	2,290	Firm change after gap	RIA to state RIA
L•• F•••••••• L••	A• F•••••••• G••••	Sep 8, 2016	Mar 2, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
130338:304085:CA:2019-07-31	Jul 31, 2019	Nov 6, 2025	IRVINE, CA	Firm change after gap

Relationships

Registered with (4)

→ V••• C••••••••• L••Registered adviserregistration: current employment
Nov 6, 2025 to presentfactForm ADV
→ A• F•••••••• G••••Registered adviserregistration: previous registration
Mar 2, 2015 to Jul 31, 2019factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 9, 2015 to Sep 8, 2016factForm ADV
→ L••••• F•••••••• G••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46987564-dd1f-0926-f6d0-b9ee19b26bcd
First observed: Oct 27, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.