RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• J•• C•••••
- V••• C••••••••• L•• state registered currentsince Nov 6, 2025 · Yorba Linda, Ca
- A• F•••••••• G•••• formerMar 2, 2015 to Jul 31, 2019 · Irvine, Ca
- L•• F•••••••• L•• BD affiliatedJan 9, 2015 to Sep 8, 2016 · Irvine, Ca
- L••••• F•••••••• G••••• L•• BD affiliatedOct 27, 2011 to Jan 9, 2015 · Saint Louis, Mo
- A• F•••••••• G•••• to V••• C••••••••• L••left Jul 31, 2019, registered Nov 6, 2025 (2290 days) · RIA to a state-registered adviser · moved with a team
- L•• F•••••••• L•• to A• F•••••••• G••••left Sep 8, 2016, registered Mar 2, 2015 (-556 days) · Other
- L••••• F•••••••• G••••• L•• to L•• F•••••••• L••left Jan 9, 2015, registered Jan 9, 2015 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address