DFX Intelligence
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Reading the graph
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Advisor at A••• A••••••• P•••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••• A••••••• P••••••• | Bd affiliated wealth | Jul 19, 2026 | n/a | yes | Houston , TX|NEW YORK, NY | Current employment |
| U••• A•••• M••••••••• L•• | Asset manager | Aug 15, 2006 | n/a | yes | HOUSTON, TX | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U••• C•••••• W••••• A•••••••• L•• | A••• A••••••• P••••••• | Jul 21, 2026 | Jul 19, 2026 | -2 | Bulk transfer | Ibd to ibd |
| U••• R•• L•• | U••• C•••••• W••••• A•••••••• L•• | Jun 30, 2021 | Jun 30, 2021 |
| Bd affiliated wealth |
| Jun 30, 2021 |
| Jul 21, 2026 |
| no |
| AUSTIN, TX |
| Previous registration |
| U••• R•• L•• | Former SEC adviser | Mar 17, 2014 | Jun 30, 2021 | no | HOUSTON, TX | Previous registration |
| H••••••••• P•••••••• L•• | n/a | Oct 11, 2005 | May 23, 2008 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to RIA |
| H••••••••• P•••••••• L•• | U••• A•••• M••••••••• L•• | May 23, 2008 | Aug 15, 2006 | -647 | Firm change after gap | Other |