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Advisor at CAPITAL IDEAS
AUSTIN, TX | DALLAS, TX | Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BEARING FINANCIAL ADVISORS, LLC | State registered | Jul 17, 2025 | n/a | yes | AUSTIN, TX|Dallas, TX | Current employment |
| CAPITAL IDEAS | Independent wealth | Jan 19, 2022 | n/a | yes | DALLAS, TX | Current employment |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Asset manager | May 2, 2017 | Jan 5, 2022 | no | WEST PALM BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | CAPITAL IDEAS | Jan 5, 2022 | Jan 19, 2022 | 14 | Firm change | Other |