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CRD 122020
WEST PALM BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| BRIAN HAROLD SCHMUCKER | n/a | CHICAGO, IL | 25 | 26 | n/a | no |
| PATRICK WILLIAM GALLEY | Chartered Financial Analyst | CHICAGO, IL | 21 | 21 | n/a | no |
| MELISSA ANN BRAUN | n/a | WEST PALM BEACH, FL | 19 | 21 | n/a | no |
| WILLIAM ALLEN WEBB | Chartered Financial Analyst | WEST PALM BEACH, FL | 13 | 18 | 4 | yes |
| ERIC MARTIN PESTRUE | Chartered Financial Analyst | WEST PALM BEACH, FL | 13 | 25 | n/a | no |
| STEPHEN ANDREW O'NEILL | Chartered Financial Analyst | WEST PALM BEACH, FL | 13 | 19 | n/a | no |
| CHRISTOPHER RAMESH LAKUMB | Chartered Financial Analyst | Vancouver, WA | WEST PALM BEACH, FL | 12 | 19 | 4 | yes |
| JONATHAN PAUL BROWNE | n/a | Grosse Pointe, MI | WEST PALM BEACH, FL | 2 | 12 | n/a | no |
| JEFFREY RYAN FELDMAN | n/a | CHICAGO, IL | Chicago, IL | 0 | 25 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| RIVERNORTH INSTITUTIONAL PARTNERS L.P. | Hedge Fund | $734M | Jul 5, 2024 | 315 | Mar 30, 2012 | reported | 021-137758 |
| RIVERNORTH SPAC ARBITRAGE FUND, LP | Hedge Fund | $196M | Jul 5, 2024 | 32 | Mar 31, 2021 | reported | 021-384770 |
| RIVERNORTH CAPITAL PARTNERS, L.P. | Hedge Fund | $103M | Jul 5, 2024 | 118 | Mar 30, 2012 | reported | 021-142430 |
| RIVERNORTH INSTITUTIONAL PARTNERS OFFSHORE LTD. | Hedge Fund | $56.2M | Jul 5, 2024 | 18 | Mar 30, 2019 | reported | n/a |
| RIVERNORTH SPECIALTY FINANCE, LLC | Other Private Fund | $14.4M | Mar 30, 2020 | 20 | Oct 18, 2016 | dropped | 021-263716 |
| RIVERNORTH MUNICIPAL PARTNERS, L.P. | Hedge Fund | $10.7M | Oct 18, 2016 | 13 | Mar 30, 2012 | dropped | 021-147691 |
| RIVERNORTH TRADING PARTNERS LP | Hedge Fund | $1.6M | Mar 31, 2015 | 5 | Nov 13, 2013 | dropped | 021-198436 |
| RIVERNORTH SELECT PARTNERS, L.P. | Hedge Fund | $0 | Jul 5, 2024 | 0 | Mar 28, 2024 | reported | 021-50471 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COLLINS, MARCUS, LANE | GENERAL COUNSEL, SECRETARY AND CHIEF COMPLIANCE OFFICER | Na | yes | 06/2012 | Oct 8, 2012 | Jul 5, 2024 |
| GALLEY, PATRICK, WILLIAM | Shareholder | D | yes | 11/2010 | Mar 30, 2012 | Jul 5, 2024 |
| GALLEY, PATRICK, WILLIAM | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGER | Na | yes | 10/2004 | Mar 30, 2012 | Jul 5, 2024 |
| MOHRHARDT, JONATHAN, MICHAEL | PRESIDENT AND CHIEF OPERATING OFFICER, MANAGER | Na | yes | 01/2009 | Mar 30, 2012 | Jul 5, 2024 |
| RIVERNORTH FINANCIAL HOLDINGS LLC | Member | E | yes | 12/2014 | Mar 31, 2015 | Jul 5, 2024 |
| RIVERNORTH HOLDING CO. | Member | E | yes | 12/2014 | Mar 30, 2012 | Jul 5, 2024 |
| SCHMUCKER, BRIAN, HAROLD | FOUNDER, MANAGER | Na | yes | 08/2000 | Mar 30, 2012 | Jul 5, 2024 |
| SCHMUCKER, BRIAN, HAROLD | Shareholder | C | yes | 01/2010 | Mar 30, 2012 | Jul 5, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Chicago | IL | United States | 7 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $6.2B | $6.2B | 20 | 10 | 1 | 5 | n/a |
| 2024 | Mar 26, 2025 | $6.2B | $6.2B | 19 | 10 | 1 | 5 | n/a |
| 2023 | Mar 28, 2024 | $6.8B | $6.8B | 18 | 8 | 1 | 5 | $1.1B |
| 2022 | Mar 30, 2023 | $6.0B | $6.0B | 18 | 8 | 1 | 4 | $904M |
| 2021 | Mar 31, 2022 | $6.5B | $6.5B | 17 | 8 | 1 | 4 | $905M |
| 2020 | Mar 31, 2021 | $5.3B | $5.3B | 20 | 7 | 0 | 4 | $727M |
| 2019 | Mar 30, 2020 | $4.7B | $4.7B | 19 | 5 | 0 | 4 | $451M |
| 2018 | Mar 30, 2019 | $3.5B | $3.5B | 23 | 8 | 0 | 4 | $554M |
| 2017 | Mar 31, 2018 | $4.0B | $4.0B | 24 | 7 | 0 | 3 | $381M |
| 2016 | Mar 31, 2017 | $3.8B | $3.7B | 26 | 8 | n/a | 3 | $385M |
| 2015 | Mar 30, 2016 | $3.5B | $3.5B | 24 | 7 | n/a | 3 | $598M |
| 2014 | Mar 31, 2015 | $3.0B | $3.0B | 20 | 6 | n/a | 4 | $466M |
| 2013 | Mar 31, 2014 | $2.1B | $2.1B | 18 | 7 | n/a | 4 | $265M |
| 2012 | Mar 28, 2013 | $2.3B | $2.3B | 18 | 6 | n/a | 3 | $254M |
| 2011 | Mar 30, 2012 | $1.7B | $1.7B | n/a | n/a | n/a | 3 | $132M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $6.2B | $6.2B | -0.2% | $6.0B | 1.0% | 20 | 19 | 1 | 1 |