DFX Intelligence

A••••• T•••••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

A••••• T•••••• R••••••••

Advisor at F•••• P••••••• W•••••• L••

STEVENSON RANCH, CA

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Search this name across graphsid dfx:ria:46a523bb-6d33-bc77-b31a-0984df341839

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 15, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jul 2, 2025	n/a	yes	STEVENSON RANCH, CA	Current employment
C•••••••• M••••••••• G••••	Former SEC adviser	May 15, 2008	Sep 23, 2025	no	LOS ANGELES, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• M••••••••• G••••	F•••• P••••••• W•••••• L••	Sep 23, 2025	Jul 2, 2025	-83	Bulk transfer	RIA to RIA

Relationships

Registered with (2)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jul 2, 2025 to presentfactForm ADV
→ C•••••••• M••••••••• G••••Registered adviserregistration: previous registration
May 15, 2008 to Sep 23, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46a523bb-6d33-bc77-b31a-0984df341839
First observed: May 15, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.