DFX Intelligence

C•••• M• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)25 years in industry

C•••• M• H••••••

Advisor at T•• A•••••••• L••

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:46a6b0f4-c8d9-6198-9c59-209c6018e488

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 5, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• L••	Independent wealth	Aug 4, 2022	n/a	yes	OVERLAND PARK, KS	Current employment
A••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 1, 2021	Jun 30, 2023	no	OVERLAND PARK, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• A••••••• S•••••••• L••	T•• A•••••••• L••	Jun 30, 2023	Aug 4, 2022	-330	Firm change after gap	Other
C••••••• I••••••••• I•••	A••••••• A••••••• S•••••••• L••	Jun 30, 2006	Nov 1, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
317245:321870:KS:2023-06-30	Jun 30, 2023	Aug 4, 2022	OVERLAND PARK, KS	Firm change after gap

Relationships

Registered with (4)

→ T•• A•••••••• L••Registered adviserregistration: current employment
Aug 4, 2022 to presentfactForm ADV
→ A••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 1, 2021 to Jun 30, 2023factForm ADV
→ C••••••• I••••••••• I•••Registered adviserregistration: previous registration
Mar 17, 2004 to Jun 30, 2006factForm ADV
→ M••••••• A•••••••• L••Registered adviser

Dated events

Occurred
Jun 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46a6b0f4-c8d9-6198-9c59-209c6018e488
First observed: Feb 15, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.