DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•••••••• S••••••••• I•••
Springfield, NE | ELKHORN, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••••• S••••••••• I••• | Bd affiliated wealth | Apr 19, 2024 | n/a | yes | ELKHORN, NE|Springfield, NE | Current employment |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Nov 22, 2017 | Apr 19, 2024 | no | Omaha, NE|Fremont, NE|Omaha, NE|Omaha, NE |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | P•••••••• S••••••••• I••• | Apr 19, 2024 | Apr 19, 2024 | 0 | Firm change | Ibd to ibd |
| S•• I••••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Nov 17, 2017 | Nov 22, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2225:6363:NE:2017-11-17 | Nov 17, 2017 | Nov 22, 2017 | OMAHA, NE | Firm change |
| S•• I••••••••• I••• | Former SEC adviser | Oct 21, 2013 | Nov 17, 2017 | no | FREMONT, NE|OMAHA, NE | Previous registration |
| C••••• • A••••••••• I••• | Independent wealth | Feb 8, 2012 | Oct 22, 2013 | no | TAMPA, FL|OMAHA, NE | Previous registration |
| 5 |
| Firm change |
| Other |
| C••••• • A••••••••• I••• | S•• I••••••••• I••• | Oct 22, 2013 | Oct 21, 2013 | -1 | Firm change | Other |