DFX Intelligence

D•••• L••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

D•••• L••••• C•••

Advisor at C• A••••••• S•••••••

WILLIAMSTON, MI | Longview, TX

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Search this name across graphsid dfx:ria:46ab2342-a656-aecd-2794-7c34214b2612

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 14, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• A••••••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 24, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• A••••••• S•••••••	Independent wealth	Feb 24, 2018	n/a	yes	Longview, TX\|WILLIAMSTON, MI	Current employment
Q•••••• A•••• M••••••••• I•••	Former SEC adviser	May 14, 2015	Feb 26, 2018	no	LONGVIEW, TX\|MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••••• A•••• M••••••••• I•••	C• A••••••• S•••••••	Feb 26, 2018	Feb 24, 2018	-2	Firm change	Other

Relationships

Registered with (2)

→ C• A••••••• S•••••••Registered adviserregistration: current employment
Feb 24, 2018 to presentfactForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
May 14, 2015 to Feb 26, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46ab2342-a656-aecd-2794-7c34214b2612
First observed: May 14, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.