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RIA / WealthAdvisor28 years in industry

DWAYNE DAVID KELLER

Advisor at KELLER FINANCIAL GROUP

CAMP HILL, PA

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Search this name across graphsid dfx:ria:46b92fcb-0f97-2a3a-bd4b-c21e70309dd5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 14, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KELLER FINANCIAL GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jan 14, 2000
First registration: Jun 14, 2000
Dual registered: no
Other names: Dwayne D Keller
IAPD individual key: 3119453

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KELLER FINANCIAL GROUP	Independent wealth	Dec 18, 2023	n/a	yes	CAMP HILL, PA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	Dec 31, 2023	no	CAMP HILL, PA\|SCOTTSDALE, AZ	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jan 12, 2011	Feb 20, 2018	no	CARLISLE, PA\|APPLETON, WI\|CARLISLE, PA\|CAMP HILL, PA\|APPLETON, WI	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jul 29, 2002	Sep 17, 2007	no	CARLISLE, PA\|CARLISLE, PA	Previous registration
KFG WEALTH MANAGEMENT, LLC	n/a	Jun 14, 2000	Dec 21, 2021	no	CARLISLE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	KELLER FINANCIAL GROUP	Dec 31, 2023	Dec 18, 2023	-13	Firm change	Ibd to new firm
KFG WEALTH MANAGEMENT, LLC	CETERA ADVISOR NETWORKS LLC	Dec 21, 2021	Jul 29, 2002	-7,085	Firm change after gap	Other
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Feb 20, 2018	Feb 14, 2018	-6	Bulk transfer	Other
CETERA ADVISOR NETWORKS LLC	INVEST FINANCIAL CORPORATION	Sep 17, 2007	Jan 12, 2011	1,213	Firm change after gap	Other

Relationships

Registered with (5)

→ KELLER FINANCIAL GROUPRegistered adviserregistration: current employment
Dec 18, 2023 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 14, 2018 to Dec 31, 2023factForm ADV
→ KFG WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 14, 2000 to Dec 21, 2021factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jan 12, 2011 to Feb 20, 2018factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jul 29, 2002 to Sep 17, 2007factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
Dwayne David Keller left Lpl Financial Llc for Keller Financial Group (registered 2023-12-18)
Form ADVobserved 6 days ago