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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

KELLER FINANCIAL GROUP

KELLER FINANCIAL GROUP, INC., CRD 328195

CAMP HILL, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cb24ffe5-ae85-f258-264e-572291942e7d

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 12, 2023 to Apr 30, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $135MItem 5.F on the latest filing (2026-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $131M
Private client RAUM: $132MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $67.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 89
Individual clients: 60
High net worth clients: 24
SEC number: 801-128879
CRD: 328195
Filings on the tape: 9
First filed: Sep 12, 2023
Latest filed: Apr 30, 2026
Organised: Corporation, PA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DWAYNE DAVID KELLER	n/a	CAMP HILL, PA	2	28	4	no
Drew Walter Keller	n/a	CAMP HILL, PA	0	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KELLER, DWAYNE, DAVID	MANAGING MEMBER, PRESIDENT, AND CHIEF COMPLIANCE OFFICER	E	yes	09/1998	Sep 12, 2023	Dec 26, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026	$135M	$131M	2	2	1	n/a	n/a
2024	Mar 26, 2025	$135M	$135M	1	1	1	n/a	n/a
2023	Mar 26, 2024	$107M	$103M	2	2	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$135M	$135M	0.3%	n/a	n/a	2	1	1	1

Relationships

Registered with (2)

← Drew Walter KellerAdvisorregistration: current employment
Apr 29, 2026 to presentfactForm ADV
← DWAYNE DAVID KELLERAdvisorregistration: current employment
Dec 18, 2023 to presentfactForm ADV

Controls (1)

← KELLER, DWAYNE, DAVIDOwnerMANAGING MEMBER, PRESIDENT, AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Sep 12, 2023 to Dec 26, 2024factForm ADV

Dated events

Occurred
Sep 12, 2023
First Form ADV filing
Keller Financial Group filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb24ffe5-ae85-f258-264e-572291942e7d
First observed: Sep 12, 2023
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KELLER FINANCIAL GROUP

KELLER FINANCIAL GROUP, INC., CRD 328195

CAMP HILL, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cb24ffe5-ae85-f258-264e-572291942e7d

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:33 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DWAYNE DAVID KELLER

n/a

CAMP HILL, PA

Drew Walter Keller

n/a

CAMP HILL, PA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KELLER, DWAYNE, DAVID

MANAGING MEMBER, PRESIDENT, AND CHIEF COMPLIANCE OFFICER

yes

09/1998

Sep 12, 2023

Dec 26, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 30, 2026

$135M

$131M

n/a

2024

Mar 26, 2025

$135M

n/a

2023

Mar 26, 2024

$107M

$103M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$135M

0.3%

n/a