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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

EASTOVER CAPITAL MANAGEMENT

EASTOVER INVESTMENT ADVISORS, LLC, CRD 150821

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:46c86644-34d7-8b5a-6807-e70fa8aefb94

Data as of Feb 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Apr 11, 2012 to Feb 4, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.83 fund_share=0.0 institutional_share=0.17 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $392MItem 5.F on the latest filing (2026-02-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $360M
Private client RAUM: $326MderivedItem 5.D individuals plus high net worth individuals
Private client share: 83%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $131Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 252
Individual clients: 45
High net worth clients: 197
Custody, client assets: $132M
SEC number: 801-70406
CRD: 150821
Filings on the tape: 27
First filed: Apr 11, 2012
Latest filed: Feb 4, 2026
Organised: Limited Liability Company, NC

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
YANCEY WILLIAMS MACKEY	n/a	CHARLOTTE, NC	14	33	1	no
Anna Maria Caldwell Jackson	Certified Financial Planner	CHARLOTTE, NC	8	12	n/a	no
LARRY ALEXANDER GRIFFIN	n/a	CHARLOTTE, NC	5	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MACKEY, YANCEY, WILLIAMS	OWNER/CEO/CLIENT ADVISOR	E	yes	03/2015	Apr 27, 2015	May 15, 2024
DOERFLINGER, DAVID, SAMUEL	CCO / COO	Na	no	01/2021	Mar 25, 2021	May 15, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MYERS PARK CAPITAL MANAGEMENT, LLC	n/a	Former SEC adviser	$0	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 4, 2026	$392M	$360M	4	3	0	n/a	n/a
2024	Feb 20, 2025	$370M	$344M	5	4	0	n/a	n/a
2023	Feb 12, 2024	$328M	$307M	5	5	0	n/a	n/a
2022	Feb 2, 2023	$284M	$268M	5	5	0	n/a	n/a
2021	Feb 10, 2022	$301M	$293M	5	5	0	n/a	n/a
2020	Mar 25, 2021	$259M	$246M	5	4	0	n/a	n/a
2019	Feb 19, 2020	$236M	$225M	5	5	0	n/a	n/a
2018	Mar 13, 2019	$180M	$173M	4	4	0	n/a	n/a
2017	Mar 12, 2018	$182M	$170M	5	3	0	n/a	n/a
2016	Feb 24, 2017	$145M	$145M	5	4	n/a	n/a	n/a
2015	Mar 29, 2016	$144M	$144M	5	4	n/a	n/a	n/a
2014	Mar 27, 2015	$155M	$155M	6	4	n/a	n/a	n/a
2013	Mar 14, 2014	$122M	$122M	6	4	n/a	n/a	n/a
2012	Feb 8, 2013	$170M	$170M	6	4	n/a	n/a	n/a
2011	Apr 11, 2012	$130M	$130M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$392M	$370M	6.0%	$284M	11.4%	4	5	0	0

Relationships

Affiliated with (2)

→ MYERS PARK CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← MYERS PARK CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (7)

← LARRY ALEXANDER GRIFFINAdvisorregistration: current employment
Jun 29, 2021 to presentfactForm ADV
← Anna Maria Caldwell JacksonAdvisorregistration: current employment
Mar 5, 2018 to presentfactForm ADV
← YANCEY WILLIAMS MACKEYAdvisorregistration: current employment
Nov 17, 2011 to presentfactForm ADV
← JON NEEAdvisorregistration: previous registration
May 16, 2019 to Sep 17, 2025factForm ADV
← Justin Mattson BrooksAdvisorregistration: previous registration
Mar 25, 2016 to Jan 15, 2021factForm ADV
← MATTHEW JUSTIN ROACHAdvisorregistration: previous registration
Mar 12, 2012 to Mar 21, 2016factForm ADV
← DONAL BARRETTAdvisorregistration: previous registration
Aug 12, 2011 to Mar 14, 2012factForm ADV

Owns (1)

← DOERFLINGER, DAVID, SAMUELOwnerCCO / COO, ownership code NA, individual
Mar 25, 2021 to May 15, 2024factForm ADV

Controls (1)

← MACKEY, YANCEY, WILLIAMSOwnerOWNER/CEO/CLIENT ADVISOR, ownership code E, individual
Apr 27, 2015 to May 15, 2024factForm ADV

Dated events

Occurred
Sep 17, 2025
Advisor changed firm
Jon Nee left Eastover Capital Management for Independent Advisor Alliance, Llc (registered 2025-09-23)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46c86644-34d7-8b5a-6807-e70fa8aefb94
First observed: Apr 11, 2012
Last observed: Feb 4, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EASTOVER CAPITAL MANAGEMENT

EASTOVER INVESTMENT ADVISORS, LLC, CRD 150821

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:46c86644-34d7-8b5a-6807-e70fa8aefb94

Data as of Feb 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:47 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

YANCEY WILLIAMS MACKEY

n/a

CHARLOTTE, NC

Anna Maria Caldwell Jackson

Certified Financial Planner

CHARLOTTE, NC

n/a

LARRY ALEXANDER GRIFFIN

n/a

CHARLOTTE, NC

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MACKEY, YANCEY, WILLIAMS

OWNER/CEO/CLIENT ADVISOR

yes

03/2015

Apr 27, 2015

May 15, 2024

DOERFLINGER, DAVID, SAMUEL

CCO / COO

01/2021

Mar 25, 2021

May 15, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MYERS PARK CAPITAL MANAGEMENT, LLC

n/a

Former SEC adviser

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 4, 2026

$392M

$360M

n/a

2024

Feb 20, 2025

$370M

$344M

n/a

2023

Feb 12, 2024

$328M

$307M

n/a

2022

Feb 2, 2023

$284M

$268M

n/a

2021

Feb 10, 2022

$301M

$293M

n/a

2020

Mar 25, 2021

$259M

$246M

n/a

2019

Feb 19, 2020

$236M

$225M

n/a

2018

Mar 13, 2019

$180M

$173M

n/a

2017

Mar 12, 2018

$182M

$170M

n/a

2016

Feb 24, 2017

$145M

n/a

2015

Mar 29, 2016

$144M

n/a

2014

Mar 27, 2015

$155M

n/a

2013

Mar 14, 2014

$122M

n/a

2012

Feb 8, 2013

$170M

n/a

2011

Apr 11, 2012

$130M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$392M

$370M

6.0%

$284M

11.4%