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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

DONAL BARRETT

Advisor at WELLS FARGO ADVISORS

ST. LOUIS, MO | CHARLOTTE, NC

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 12, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 11, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63|S66
First exam: Aug 11, 2011
First registration: Aug 12, 2011
Dual registered: yes, broker-dealer
Other names: DONAL EDWARD BARRETT|DONAL E BARRETT
IAPD individual key: 2934096

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Sep 10, 2025	n/a	yes	ST. LOUIS, MO\|CHARLOTTE, NC	Current employment
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Dec 2, 2019	Oct 31, 2024	no	CHARLOTTE, NC	Previous registration
MORGAN STANLEY	Wirehouse	Apr 24, 2013	Aug 5, 2014	no	CHARLOTTE, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 28, 2012	Nov 28, 2012	no	CHARLOTTE, NC	Previous registration
EASTOVER CAPITAL MANAGEMENT	Independent wealth	Aug 12, 2011	Mar 14, 2012	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VANGUARD ADVISERS, INC.	WELLS FARGO ADVISORS	Oct 31, 2024	Sep 10, 2025	314	Firm change	Ibd to wirehouse
MORGAN STANLEY	VANGUARD ADVISERS, INC.	Aug 5, 2014	Dec 2, 2019	1,945	Firm change after gap	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Nov 28, 2012	Apr 24, 2013	147	Firm change	Wirehouse to wirehouse
EASTOVER CAPITAL MANAGEMENT	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 14, 2012	Jun 28, 2012	106	Firm change	Other

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Sep 10, 2025 to presentfactForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Dec 2, 2019 to Oct 31, 2024factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 24, 2013 to Aug 5, 2014factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 28, 2012 to Nov 28, 2012factForm ADV
→ EASTOVER CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Aug 12, 2011 to Mar 14, 2012factForm ADV

Dated events

Occurred
Oct 31, 2024
Advisor changed firm
Donal Barrett left Vanguard Advisers, Inc. for Wells Fargo Advisors (registered 2025-09-10)
Form ADVobserved 4 days ago