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Advisor at NFSG CORPORATION
LITTLE SILVER, NJ | BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NFSG CORPORATION | Bd affiliated wealth | Jul 26, 2017 | n/a | yes | BOCA RATON, FL|LITTLE SILVER, NJ | Current employment |
| ANDREW GARRETT, INC. | Independent wealth | Jun 22, 2007 | Jul 17, 2017 | no | NEW YORK, NY | Previous registration |
| S.W. BACH & COMPANY | n/a | Nov 16, 2005 | Feb 28, 2007 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ANDREW GARRETT, INC. | NFSG CORPORATION | Jul 17, 2017 | Jul 26, 2017 | 9 | Firm change | Other |
| S.W. BACH & COMPANY | ANDREW GARRETT, INC. | Feb 28, 2007 | Jun 22, 2007 | 114 | Firm change | Other |