DFX Intelligence

P••• W•••••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

P••• W•••••• G••••••••

Advisor at I••••••••• F•••••••• A•••••••• L••

FRANKLIN, NH

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Search this name across graphsid dfx:ria:46d77498-6726-88bd-71e7-c49af8d0b345

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 29, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 29, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• A•••••••• L••	Independent wealth	Apr 11, 2011	n/a	yes	FRANKLIN, NH	Current employment
O•••• I••••••••• I•••	Bd affiliated wealth	Jan 30, 2003	Apr 7, 2011	no	PLYMOUTH, NH\|FRANKLIN, NH\|GILFORD, NH\|FRANKLIN, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• I••••••••• I•••	I••••••••• F•••••••• A•••••••• L••	Apr 7, 2011	Apr 11, 2011	4	Firm change	Other
Q•••• • R•••••• I•••	O•••• I••••••••• I•••	Feb 27, 2003	Jan 30, 2003

Relationships

Registered with (3)

→ I••••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 11, 2011 to presentfactForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Jan 30, 2003 to Apr 7, 2011factForm ADV
→ Q•••• • R•••••• I•••Registered adviserregistration: previous registration
Jan 29, 2003 to Feb 27, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46d77498-6726-88bd-71e7-c49af8d0b345
First observed: Jan 29, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.