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CRD 156305
F•••••••, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| P••• W•••••• G•••••••• | n/a | F•••••••, NH | 15 | 40 | 2 | no |
| M•••••• F•••••• V•••••• | n/a | F•••••••, NH | 15 | 33 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| F••••••• S•••••• B••• | Member | E | yes | 12/2010 | Feb 18, 2015 | Dec 20, 2024 |
| G••••••••• P•••• W•••••• | SENIOR VICE PRESIDENT | Na | yes | 12/2010 | Feb 18, 2015 | Dec 20, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| F••••••• S•••••• B••• | n/a | n/a | n/a | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Bedford | Nh | United States | 2 | no |
| Manchester | Nh | United States | 2 | no |
| Tilton | Nh | United States | 2 | no |
| Boscawen | Nh | United States | 1 | no |
| Bristol | Nh | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $464M | $349M | 32.8% | $331M | 11.9% | 11 | 10 | 7 | 8 |
| no |
| M••• P•••• P•••••• | n/a | F•••••••, NH | Nashua, NH | 8 | 9 | n/a | no |
| L••• A•••••• D• I••••• | Certified Financial Planner | F•••••••, NH | 7 | 16 | 6 | no |
| C••••••••• T••••• P••••••• | n/a | Chelmsford, MA | F•••••••, NH | 7 | 14 | n/a | no |
| P••••• L••• H••••• | n/a | F•••••••, NH | 5 | 20 | 1 | no |
| L••• M••••••• T•••••••• | n/a | Rochester, NH | F•••••••, NH | 1 | 11 | n/a | no |
| G••• A••••• M•••• | n/a | F•••••••, NH | 0 | 20 | n/a | no |
| CHIEF COMPLIANCE OFFICER, PRESIDENT AND CEO |
| Na |
| yes |
| 12/2010 |
| Feb 18, 2015 |
| Dec 20, 2024 |
| no |
| Gilford | Nh | United States | 1 | no |
| Merrimack | Nh | United States | 1 | no |
| Rochester | Nh | United States | 1 | no |
| $433M |
| $411M |
| 11 |
| 8 |
| 8 |
| n/a |
| n/a |
| 2023 | Dec 14, 2023 | $349M | $330M | 10 | 7 | 8 | n/a | n/a |
| 2022 | Jan 3, 2023 | $330M | $312M | 10 | 7 | 8 | n/a | n/a |
| 2021 | Dec 22, 2021 | $331M | $312M | 10 | 7 | 7 | n/a | n/a |
| 2020 | Dec 22, 2020 | $261M | $245M | 10 | 7 | 7 | n/a | n/a |
| 2019 | Dec 24, 2019 | $228M | $213M | 10 | 7 | 4 | n/a | n/a |
| 2018 | Dec 26, 2018 | $207M | $196M | 8 | 4 | 2 | n/a | n/a |
| 2017 | Dec 26, 2017 | $182M | $174M | 2 | 2 | 2 | n/a | n/a |
| 2016 | Dec 16, 2016 | $150M | $142M | 3 | 3 | n/a | n/a | n/a |
| 2015 | Dec 23, 2015 | $146M | $138M | 3 | 3 | n/a | n/a | n/a |