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CRD 127200
JOHN CREEK, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| COLLIN SCOTT ADAMS | n/a | JOHN CREEK, GA | 10 | 12 | n/a | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ADAMS, SCOTT, JOSEPH | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | yes | 08/2003 | Feb 2, 2022 | Apr 5, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Columbus | Ga | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 | $186M | $186M | 6 | 4 | 1 | n/a | n/a |
| 2024 | Mar 28, 2025 | $167M | $167M | 6 | 4 | 1 | n/a | n/a |
| 2023 | Mar 28, 2024 | $132M | $132M | 6 | 4 | 1 | n/a | n/a |
| 2022 | Mar 31, 2023 | $100M | $100M | 6 | 4 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $186M | $167M | 11.3% | $100M | 22.8% | 6 | 6 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| FIRST ALLIED ADVISORY SERVICES, INC. | 3 | Nov 12, 2020 | May 14, 2018 | WOODSTOCK, GA | Team lift out | Ibd to RIA | 0.7% |