DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

BRICE RANIER THOMPSON

Advisor at CETERA INVESTMENT ADVISERS LLC

ALPHARETTA, GA | COLUMBUS, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d891a5a8-43dd-c7ad-a74b-30f45a3b2deb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 29, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 1
Exams: S66|S63
First exam: Mar 29, 2000
First registration: Feb 25, 2002
Dual registered: yes, broker-dealer
Other names: BRICE R THOMPSON
IAPD individual key: 4089166

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Oct 22, 2020	n/a	yes	COLUMBUS, GA	Current employment
RIDGE CAPITAL MANAGEMENT, LLC	Independent wealth	May 14, 2018	n/a	yes	ALPHARETTA, GA	Current employment
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	May 9, 2018	Nov 12, 2020	no	Columbus, GA	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Oct 17, 2011	Aug 21, 2018	no	COLUMBUS, GA\|GREENWOOD VILLAGE, CO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 29, 2008	Oct 19, 2011	no	SAVANNAH, GA\|SMITHS, AL\|COLUMBUS, GA\|ATLANTA, GA\|COLUMBUS, GA\|ATLANTA, GA\|COLUMBUS, GA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Feb 25, 2002	Jan 31, 2005	no	ALBANY, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST ALLIED ADVISORY SERVICES, INC.	RIDGE CAPITAL MANAGEMENT, LLC	Nov 12, 2020	May 14, 2018	-913	Firm change after gap	Ibd to RIA
CETERA ADVISORS LLC	FIRST ALLIED ADVISORY SERVICES, INC.	Aug 21, 2018	May 9, 2018	-104	Channel change	Ibd to ibd
WELLS FARGO ADVISORS	CETERA ADVISORS LLC	Oct 19, 2011	Oct 17, 2011	-2	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	WELLS FARGO ADVISORS	Jan 31, 2005	Aug 29, 2008	1,306	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
137888:127200:GA:2020-11-12	Nov 12, 2020	May 14, 2018	COLUMBUS, GA	Firm change after gap

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Oct 22, 2020 to presentfactForm ADV
→ RIDGE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
May 14, 2018 to presentfactForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
May 9, 2018 to Nov 12, 2020factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Oct 17, 2011 to Aug 21, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 29, 2008 to Oct 19, 2011factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Feb 25, 2002 to Jan 31, 2005factForm ADV

Dated events

No dated event names this entity yet.