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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

Andrew Philip Heil

Advisor at ADVICE AND PLANNING SERVICES

SAN DIEGO, CA | San Diego, CA

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Search this name across graphsid dfx:ria:46dc55f2-5009-714d-7269-eb11fd10f4dd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Oct 1, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 15, 2012
First registration: Oct 1, 2002
Dual registered: yes, broker-dealer
Other names: ANDREW HEIL|ANDY HEIL|ANDREW PHILIP HEIL|ANDREW P HEIL|Andrew Philip Heil|Andy Heil
IAPD individual key: 4562159

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Aug 31, 2026	n/a	yes	SAN DIEGO, CA\|San Diego, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 23, 2022	Aug 19, 2026	no	SAN DIEGO, CA\|San Diego, CA\|SAN DIEGO, CA\|LA JOLLA, CA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Feb 10, 2022	Apr 19, 2022	no	SAN DIEGO, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 1, 2021	Jan 19, 2022	no	SAN DIEGO, CA\|SOLANA BEACH, CA	Previous registration
EDWARD JONES	National bd RIA	Mar 2, 2020	Mar 5, 2020	no	CARDIFF BY THE SEA, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Aug 6, 2019	Feb 20, 2020	no	SAN DIEGO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 9, 2015	Jul 23, 2019	no	SOLANA BEACH, CA\|SOLANA BEACH, CA\|RIVERSIDE, CA\|RANCHO SANTA FE, CA\|RANCHO SANTA FE, CA\|SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 17, 2013	Jan 31, 2014	no	SAN DIEGO, CA\|POWAY, CA\|SAN DIEGO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 19, 2012	Aug 13, 2012	no	CARLSBAD, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 1, 2002	Sep 9, 2003	no	CENTURY CITY, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	ADVICE AND PLANNING SERVICES	Aug 19, 2026	Aug 31, 2026	12	Firm change	Ibd to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	LPL FINANCIAL LLC	Apr 19, 2022	Jun 23, 2022	65	Firm change	Other
WELLS FARGO ADVISORS	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jan 19, 2022	Feb 10, 2022	22	Firm change	Other
EDWARD JONES	WELLS FARGO ADVISORS	Mar 5, 2020	Oct 1, 2021	575	Firm change after gap	Ibd to wirehouse
J.P. MORGAN SECURITIES LLC	EDWARD JONES	Feb 20, 2020	Mar 2, 2020	11	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	Jul 23, 2019	Aug 6, 2019	14	Firm change	Wirehouse to wirehouse
LPL FINANCIAL LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 31, 2014	Jun 9, 2015	494	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Aug 13, 2012	Dec 17, 2013	491	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 9, 2003	Jun 19, 2012	3,206	Firm change after gap	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
250:19616:CA:2020-03-03	Mar 5, 2020	Oct 1, 2021	CARDIFF BY THE SEA, CA	Firm change after gap
7691:79:CA:2019-06-21	Jul 23, 2019	Aug 6, 2019	SAN DIEGO, CA	Firm change

Relationships

Registered with (8)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Aug 31, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 23, 2022 to Aug 19, 2026factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Feb 10, 2022 to Apr 19, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 1, 2021 to Jan 19, 2022factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Mar 2, 2020 to Mar 5, 2020factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Aug 6, 2019 to Feb 20, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 9, 2015 to Jul 23, 2019factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 1, 2002 to Sep 9, 2003factForm ADV

Dated events

Occurred
Aug 19, 2026
Advisor changed firm
Andrew Philip Heil left Lpl Financial Llc for Advice And Planning Services (registered 2026-08-31)
Form ADVobserved 4 days ago
Occurred
Apr 19, 2022
Advisor changed firm
Andrew Philip Heil left Northwestern Mutual Investment Services,Llc for Lpl Financial Llc (registered 2022-06-23)
Form ADVobserved 4 days ago
Occurred
Jan 19, 2022
Advisor changed firm
Andrew Philip Heil left Wells Fargo Advisors for Northwestern Mutual Investment Services,Llc (registered 2022-02-10)
Form ADVobserved 4 days ago