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Advisor at VESTGEN ADVISORS, LLC
Glen Ellyn, IL | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VESTGEN ADVISORS, LLC | Independent wealth | Nov 1, 2024 | n/a | yes | CHICAGO, IL|Glen Ellyn, IL | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | May 6, 2014 | Nov 6, 2024 | no | Glen Ellyn, IL | Previous registration |
| Ek&a | n/a | Aug 22, 2001 | Dec 31, 2024 | no | GLEN ELLYN, IL | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 23, 1999 | May 21, 2014 | no | GLEN ELLYN, IL|GLEN ELLYN, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Ek&a | COMMONWEALTH FINANCIAL NETWORK | Dec 31, 2024 | May 6, 2014 | -3,892 | Firm change after gap | Other |
| COMMONWEALTH FINANCIAL NETWORK | VESTGEN ADVISORS, LLC | Nov 6, 2024 | Nov 1, 2024 | -5 | Firm change | Ibd to RIA |
| MML INVESTORS SERVICES, LLC | Ek&a | May 21, 2014 | Aug 22, 2001 | -4,655 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 123817:8032:IL:2024-12-31 | Dec 31, 2024 | May 6, 2014 | GLEN ELLYN, IL | Firm change after gap |