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Reading the graph
Advisor at CAPITAL ANALYSTS
St. Petersburg, FL | Cape Coral, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL ANALYSTS | Bd affiliated wealth | Jan 23, 2019 | n/a | yes | St. Petersburg, FL | Current employment |
| LINCOLN INVESTMENT | Independent wealth | Jun 12, 2017 | n/a | yes | St. Petersburg, FL|Cape Coral, FL | Current employment |
| LEGEND ADVISORY, LLC | Former SEC adviser | Sep 18, 2007 | Oct 4, 2019 | no | ST PETERSBURG, FL|PALM BEACH GARDENS, FL | Previous registration |
| LEGEND ADVISORY, LLC | Former SEC adviser | Jun 26, 2002 | Nov 17, 2005 | no | TAMPA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEGEND ADVISORY, LLC | LINCOLN INVESTMENT | Oct 4, 2019 | Jun 12, 2017 | -844 | Bulk transfer | Other |