DFX Intelligence

B••••••• F•••••••• S•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

B••••••• F•••••••• S•••••••• L••

CRD 129996

GLOUCESTER, MA

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Search this name across graphsid dfx:ria:46e860b5-1558-24ae-278c-b9612d0338b7

Data as of Jun 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 3, 2026 to Jun 3, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 7
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
CRD: 129996
Filings on the tape: 1
First filed: Jun 3, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	n/a	0	0	0	1	1

Relationships

Registered with (5)

← S••••• M• L••Advisorregistration: current employment
Mar 13, 2019 to presentfactForm ADV
← J•••••• P•••Advisorregistration: current employment
Mar 30, 2015 to presentfactForm ADV
← D•••• S•••• M••••••••Advisorregistration: current employment
Apr 10, 2006 to presentfactForm ADV
← D•••• J•••• R•••

Dated events

Occurred
Jun 3, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46e860b5-1558-24ae-278c-b9612d0338b7
First observed: Jun 3, 2026
Last observed: Jun 3, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.