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K•••••••• E•••••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

K•••••••• E•••••••• G••••••

Advisor at W•••• F•••• A•••••••

MANCHESTER BY THE SEA, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fff16e15-24c0-86ad-c002-852a0287f646

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Sep 4, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jun 17, 2026	n/a	yes	MANCHESTER BY THE SEA, MA	Current employment
B••••••• F•••••••• S•••••••• L••	State registered	Oct 17, 2024	Jun 3, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• F•••••••• S•••••••• L••	W•••• F•••• A•••••••	Jun 3, 2026	Jun 17, 2026	14	Firm change	Other
V•••••• A•••••••• I•••	B••••••• F•••••••• S•••••••• L••	Jun 1, 2026

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
289863:146509:MN:2023-05-19	May 19, 2023	Jul 26, 2023	BURNSVILLE, MN	Firm change
29604:289863:MA:2017-11-10	Nov 10, 2017	Nov 7, 2017	WAKEFIELD, MA	Firm change

Relationships

Registered with (6)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jun 17, 2026 to presentfactForm ADV
→ B••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 17, 2024 to Jun 3, 2026factForm ADV
→ V•••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 14, 2024 to Jun 1, 2026factForm ADV
→ G•••••••• F•••••••• A•••••••• L••

Dated events

Occurred
Jun 3, 2026
Advisor changed firm
K•••••••• E•••••••• G•••••• left B••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2026-06-17)
Form ADVobserved 7 days ago
Occurred
Jun 1, 2026
Advisor changed firm
K•••••••• E•••••••• G•••••• left V•••••• A•••••••• I••• for B••••••• F•••••••• S•••••••• L•• (registered 2024-10-17)
Form ADVobserved 7 days ago
Occurred
Aug 13, 2024
Advisor changed firm
K•••••••• E•••••••• G•••••• left G•••••••• F•••••••• A•••••••• L•• for V•••••• A•••••••• I••• (registered 2024-08-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fff16e15-24c0-86ad-c002-852a0287f646
First observed: Sep 4, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.