DFX Intelligence

R••••• G••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

R••••• G••••• G•••••

Advisor at A•••••• W••••• M•••••••••

PALM BEACH GARDENS, FL | Roswell, GA

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Search this name across graphsid dfx:ria:46ee7fce-f7d7-1227-4f58-1be2f51128ce

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 22, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• W••••• M•••••••••	Independent wealth	Dec 7, 2018	n/a	yes	PALM BEACH GARDENS, FL\|Roswell, GA	Current employment
W••••• M••••••••• A•••••••• L••	Independent wealth	Aug 16, 2016	Nov 6, 2018	no	Alpharetta, GA\|GREENVILLE, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• M••••••••• A•••••••• L••	A•••••• W••••• M•••••••••	Nov 6, 2018	Dec 7, 2018	31	Firm change	RIA to RIA
P••••••• T•• • A•••••••• L••	W••••• M••••••••• A•••••••• L••	Aug 15, 2016	Aug 16, 2016

Relationships

Registered with (5)

→ A•••••• W••••• M•••••••••Registered adviserregistration: current employment
Dec 7, 2018 to presentfactForm ADV
→ W••••• M••••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 16, 2016 to Nov 6, 2018factForm ADV
→ P••••••• T•• • A•••••••• L••Registered adviserregistration: previous registration
Oct 16, 2014 to Aug 15, 2016factForm ADV
→ H•••• C••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46ee7fce-f7d7-1227-4f58-1be2f51128ce
First observed: Sep 29, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.